0000891055-16-000239.txt : 20161017
0000891055-16-000239.hdr.sgml : 20161017
20161017171818
ACCESSION NUMBER: 0000891055-16-000239
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20161017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 161939435
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Kimberly Miller
214-859-1721
Kimberly.Miller@hilltopsecurities.com
N
N
Penny
Renee
Brooker
005754161
N
1
0000891055
HILLTOP SECURITIES INC.
01-25-2010
N
867-00632
LOCATED
01-22-2016
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
Penny
Renee
Ragland
Penny
Renee
Wiginton
01-2003
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
ADMINISTRATIVE ASSISTANT
06-2008
01-2010
Homemaker
Italy
TX
76651
N
N
Homemaker
01-2006
06-2008
Self Employed
Midlothian
TX
76065
N
N
Child Care
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-17-2016
Kimberly Miller
Compliance Manager