0000891055-16-000174.txt : 20160127
0000891055-16-000174.hdr.sgml : 20160127
20160127135803
ACCESSION NUMBER: 0000891055-16-000174
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 161364259
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Chrystal Badillo
214-953-8728
chrystal.badillo@hilltopsecurities.com
chrystal.badillo@hilltopsecurities.com
N
N
Maureen
Elizabeth
Gurghigian
001728979
N
1
0000891055
HILLTOP SECURITIES INC.
01-26-2016
N
867-00632
LOCATED
01-26-2016
12 Breakneck Hill Rd, Suite 200
Lincoln
RI
02865
Maureen
NMN
Massiwer
Maureen
Elizabeth
Massiwer
Maureen
NMN
Massiwer
Maureen
NMN
Gurghigian
Maureen
E
Gurghigian
01-2016
HILLTOP SECURITIES INC.
DALLAS
TX
75270
Y
Y
PUBLIC FINANCE
06-2001
01-2016
FirstSouthwest Company, LLC
DALLAS
TX
75201
Y
Y
PUBLIC FINANCE
02-1998
06-2001
Fleet Securities, Inc.
NEW YORK
NY
07302
Y
Y
Other - Representative
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-26-2016
Chrystal Badillo
Compliance Analyst