0000891055-16-000156.txt : 20160127
0000891055-16-000156.hdr.sgml : 20160127
20160127141054
ACCESSION NUMBER: 0000891055-16-000156
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 161364325
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Chrystal Badillo
214-953-8728
chrystal.badillo@hilltopsecurities.com
chrystal.badillo@hilltopsecurities.com
N
N
Kristy
JENNIFER
Tofuri
005275476
N
1
0000891055
HILLTOP SECURITIES INC.
01-25-2016
N
867-00632
LOCATED
01-25-2016
54 Canal Street Suite 320
BOSTON
MA
02114
Kristy
Jennifer
Chin
01-2016
HILLTOP SECURITIES INC.
DALLAS
TX
75270
Y
Y
Public Finance Investment Banker
01-2007
01-2016
FirstSouthwest Company, LLC
DALLAS
TX
75201
Y
Y
Public Finance Investment Banker
06-2006
12-2006
Coldwell Banker Residential Broker
Newton
MA
02459
N
N
Financial Assistant
09-2003
05-2006
Babson Skating Ceneter
Wellesley
MA
02482
N
N
Public Skating Manager
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2016
Chrystal Badillo
Compliance Analyst