0000891055-16-000149.txt : 20160127 0000891055-16-000149.hdr.sgml : 20160127 20160127141158 ACCESSION NUMBER: 0000891055-16-000149 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 161364333 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@hilltopsecurities.com chrystal.badillo@hilltopsecurities.com N N JORGE LUIS DELGADO 005915966 N 1 0000891055 HILLTOP SECURITIES INC. 01-25-2016 N 867-00632 LOCATED 01-25-2016 1201 ELM ST SUITE 3500 DALLAS TX 75270-2180 01-2016 HILLTOP SECURITIES INC. DALLAS TX 75270 Y Y ANALYST 07-2013 01-2016 FirstSouthwest Company, LLC DALLAS TX 75201 Y Y ANALYST 08-2012 06-2013 THE UNIVERSITY OF TEXAS AT EL PASO EL PASO TX 79902 N N GRADUATE TEACHING ASSISTANT 05-2012 08-2012 ENTERPRISE RENT-A-CAR EL PASO TX 79902 N N MANAGEMENT TRAINEE 07-2011 05-2012 THE UNIVERSITY OF TEXAS AT EL PASO EL PASO TX 79902 N N GRADUATE TEACHING ASSISTANT 05-2011 07-2011 UNEMPLOYED EL PASO TX 79902 N N UNEMPLOYED 08-2010 05-2011 STUDENT SAN ANTONIO TX 78230 N N STUDENT 04-2010 08-2010 THE JOHN NEWCOMBE TENNIS RANCH NEW BRAUNFELS TX 78132 N N TENNIS COACH 08-2008 04-2010 UNEMPLOYED SAN ANTONIO TX 78230 N N UNEMPLOYED 04-2008 08-2008 THE JOHN NEWCOMBE TENNIS RANCH NEW BRAUFELS TX 78132 N N TENNIS COACH 08-2007 04-2008 UNEMPLOYED SAN ANTONIO TX 78230 N N UNEMPLOYED 04-2007 08-2007 THE JOHN NEWCOMBE TENNIS RANCH NEW BRAUNFELS TX 78132 N N TENNIS COACH 09-2003 04-2007 UNEMPLOYED EL PASO TX 79932 N N UNEMPLOYED N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2016 Chrystal Badillo Compliance Associate