0000891055-16-000149.txt : 20160127
0000891055-16-000149.hdr.sgml : 20160127
20160127141158
ACCESSION NUMBER: 0000891055-16-000149
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 161364333
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Chrystal Badillo
214-953-8728
chrystal.badillo@hilltopsecurities.com
chrystal.badillo@hilltopsecurities.com
N
N
JORGE
LUIS
DELGADO
005915966
N
1
0000891055
HILLTOP SECURITIES INC.
01-25-2016
N
867-00632
LOCATED
01-25-2016
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
01-2016
HILLTOP SECURITIES INC.
DALLAS
TX
75270
Y
Y
ANALYST
07-2013
01-2016
FirstSouthwest Company, LLC
DALLAS
TX
75201
Y
Y
ANALYST
08-2012
06-2013
THE UNIVERSITY OF TEXAS AT EL PASO
EL PASO
TX
79902
N
N
GRADUATE TEACHING ASSISTANT
05-2012
08-2012
ENTERPRISE RENT-A-CAR
EL PASO
TX
79902
N
N
MANAGEMENT TRAINEE
07-2011
05-2012
THE UNIVERSITY OF TEXAS AT EL PASO
EL PASO
TX
79902
N
N
GRADUATE TEACHING ASSISTANT
05-2011
07-2011
UNEMPLOYED
EL PASO
TX
79902
N
N
UNEMPLOYED
08-2010
05-2011
STUDENT
SAN ANTONIO
TX
78230
N
N
STUDENT
04-2010
08-2010
THE JOHN NEWCOMBE TENNIS RANCH
NEW BRAUNFELS
TX
78132
N
N
TENNIS COACH
08-2008
04-2010
UNEMPLOYED
SAN ANTONIO
TX
78230
N
N
UNEMPLOYED
04-2008
08-2008
THE JOHN NEWCOMBE TENNIS RANCH
NEW BRAUFELS
TX
78132
N
N
TENNIS COACH
08-2007
04-2008
UNEMPLOYED
SAN ANTONIO
TX
78230
N
N
UNEMPLOYED
04-2007
08-2007
THE JOHN NEWCOMBE TENNIS RANCH
NEW BRAUNFELS
TX
78132
N
N
TENNIS COACH
09-2003
04-2007
UNEMPLOYED
EL PASO
TX
79932
N
N
UNEMPLOYED
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2016
Chrystal Badillo
Compliance Associate