0000891055-16-000140.txt : 20160127 0000891055-16-000140.hdr.sgml : 20160127 20160127141321 ACCESSION NUMBER: 0000891055-16-000140 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 161364347 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@hilltopsecurities.com chrystal.badillo@hilltopsecurities.com N N WILLIAM JASON SIMMONS 002776117 N 1 0000891055 HILLTOP SECURITIES INC. 01-25-2016 N 867-00632 LOCATED 01-25-2016 6041 S SYRACUSE WAY STE 300 GREENWOOD VILLAGE CO 80111 JASON NMN SIMMONS 01-2016 HILLTOP SECURITIES INC. DALLAS TX 75270 Y Y SENIOR VP 02-2012 01-2016 FirstSouthwest Company, LLC DALLAS TX 75201 Y Y SENIOR VP 01-2003 12-2011 PIPER JAFFRAY & CO DENVER CO 80265 Y Y INVESTMENT BANKER AVP / FI N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2016 Chrystal Badillo Compliance Analyst