0000891055-16-000110.txt : 20160127 0000891055-16-000110.hdr.sgml : 20160127 20160127142222 ACCESSION NUMBER: 0000891055-16-000110 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 161364404 BUSINESS ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 BUSINESS PHONE: 214-859-6687 MAIL ADDRESS: STREET 1: 1201 ELM ST STREET 2: SUITE 3500 CITY: DALLAS STATE: TX ZIP: 75270-2180 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX Joseph Hahm 214-953-8883 joseph.hahm@hilltopsecurities.com complianceadministrators@firstsw.com joseph.hahm@hilltopsecurities.com N N THOMAS HARRY WEBB 001835130 N 1 0000891055 HILLTOP SECURITIES INC. 01-25-2016 N 867-00632 LOCATED 01-25-2016 320 N ROLLSTON ST STE 103 FAYETTEVILLE AR 72701 TIM NMN WEBB 01-2016 HILLTOP SECURITIES INC. DALLAS TX 75270 Y Y PUBLIC FINANCE VICE PRESIDENT 07-1999 01-2016 FirstSouthwest Company, LLC DALLAS TX 75201 Y Y PUBLIC FINANCE VICE PRESIDENT Y 10-2010 SOUTHWESTERN TECHNOLOGY INC 411 E COLUMBIA AVE SANTA ANA CA 92707 N N RACE CAR ENGINEERING AND DEVELOPMENT SALES CONTACT 5 FORWARD CONTACT NAMES I HAVE DEVELOPED THROUGH MY RACING HOBBY, N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2016 Joseph Hahm Compliance Officer