0001209191-23-057743.txt : 20231207 0001209191-23-057743.hdr.sgml : 20231207 20231207171859 ACCESSION NUMBER: 0001209191-23-057743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zurbay Donald CENTRAL INDEX KEY: 0001341608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20572 FILM NUMBER: 231473319 MAIL ADDRESS: STREET 1: C/O ST. JUDE MEDICAL, INC. STREET 2: ONE ST JUDE MEDICAL DRIVE CITY: ST. PAUL STATE: MN ZIP: 55117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC. CENTRAL INDEX KEY: 0000891024 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 410886515 STATE OF INCORPORATION: MN FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 BUSINESS PHONE: 6516861600 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 FORMER COMPANY: FORMER CONFORMED NAME: PATTERSON DENTAL CO DATE OF NAME CHANGE: 19950111 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-05 0 0000891024 PATTERSON COMPANIES, INC. PDCO 0001341608 Zurbay Donald 1031 MENDOTA HEIGHTS ST. PAUL MN 55120 1 1 0 0 President & CEO 0 Common Stock 2023-12-05 4 F 0 5748 26.59 D 143791 D Common Stock 2023-12-06 4 S 0 1868 26.58 D 141923 D Common Stock 1176 I By ESOP Employee Stock Options 33.26 2033-07-01 Common Stock 93633 93633 D Employee Stock Options 28.99 2032-12-05 Common Stock 134033 134033 D Employee Stock Options 30.59 2032-07-01 Common Stock 35895 35895 D Employee Stock Options 30.77 2031-07-01 Common Stock 37831 37831 D Employee Stock Options 23.57 2030-07-14 Common Stock 57819 57819 D Employee Stock Options 22.25 2029-07-01 Common Stock 78829 78829 D Employee Stock Options 22.48 2021-07-01 2028-07-01 Common Stock 33363 33363 D Employee Stock Options 22.67 2028-06-29 Common Stock 99250 99250 D Represents shares of common stock withheld for payment of taxes incurred upon the lapse of restrictions on restricted stock units ("RSUs") issued pursuant to the Patterson Companies, Inc. Amended and Restated 2015 Omnibus Incentive Plan ("Plan"). Includes an aggregate of 66,713 restricted stock units ("RSUs") awarded in the years 2021 through 2023 to Reporting Person pursuant to the Patterson Companies, Inc. Amended and Restated 2015 Omnibus Incentive Plan ("Plan"). The RSUs vest contingent upon continued employment as follows: 16,735 units vest 7/1/2024, 13,221 units vest 12/5/2024, 13,488 units vest 7/1/2025, 13,227 units vest on 12/5/2025 and 10,042 units vest 7/1/2026. The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on April 5, 2023. Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan ("ESOP") account through November 3, 2023. Stock options granted pursuant to the Plan on 7/1/2023. Options are exercisable as follows: 33.3% on 7/1/2024, 33.3% on 7/1/2025 and 33.4% on 7/1/2026. Stock options granted pursuant to the Plan on 12/5/2022. Options are excercisable as follows: 33.3% on 12/5/2023, 33.3% on 12/5/2024 and 33.4% on 12/5/2025. Stock options granted pursuant to the Plan on 7/1/2022. Options are exercisable as follows: 33.3% on 7/1/2023, 33.3% on 7/1/2024 and 33.4% on 7/1/2025. Stock options granted pursuant to the Plan on 7/1/2021. Options are exercisable as follows: 33.3% on 7/1/2022, 33.3% on 7/1/2023 and 33.4% on 7/1/2024. Stock options granted pursuant to the Plan on 7/14/2020. Stock options granted pursuant to the Plan on 7/1/2019. Options are exercisable as follows: 33.3% on 7/1/2020, 33.3% on 7/1/2021 and 33.4% on 7/1/2022. Stock options granted pursuant to the Plan on 7/1/2018. Stock options granted as an inducement award granted outside the Plan on 6/29/2018. The stock options granted would vest pro-rata over the course of 3 years, with one-third of the shares vesting on 6/29/2019, one-third vesting on 6/29/2020, and the remaining one-third vesting 6/29/2021, in all cases subject to continued employments. Les B. Korsh, by Power of Attorney 2023-12-07