0001209191-19-040411.txt : 20190702 0001209191-19-040411.hdr.sgml : 20190702 20190702170611 ACCESSION NUMBER: 0001209191-19-040411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frohning Andrea L. CENTRAL INDEX KEY: 0001591945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20572 FILM NUMBER: 19938661 MAIL ADDRESS: STREET 1: 13515 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC. CENTRAL INDEX KEY: 0000891024 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 410886515 STATE OF INCORPORATION: MN FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 BUSINESS PHONE: 6516861600 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 FORMER COMPANY: FORMER CONFORMED NAME: PATTERSON DENTAL CO DATE OF NAME CHANGE: 19950111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-01 0 0000891024 PATTERSON COMPANIES, INC. PDCO 0001591945 Frohning Andrea L. 1031 MENDOTA HEIGHTS ROAD ST. PAUL MN 55120 0 1 0 0 Chief Human Resources Officer Common Stock 2019-07-01 4 F 0 205 22.25 D 14443 D Common Stock 2019-07-01 4 A 0 4494 22.25 A 18937 D Common Stock 254 I By ESOP Employee Stock Options 22.25 2019-07-01 4 A 0 30030 22.25 A 2029-07-01 Common Stock 30030 30030 D Employee Stock Options 22.48 2021-07-01 2028-07-01 Common Stock 10009 10009 D Represents shares of common stock withheld for payment of taxes incurred upon the lapse of restrictions on restricted stock units ("RSUs") issued pursuant to the Patterson Companies, Inc. Amended and Restated 2015 Omnibus Incentive Plan ("Plan"). Includes 13,981 RSUs awarded on 5/21/2018 and 7/1/2018 to Reporting Person pursuant to the Plan. The RSUs vest contingent upon continued employment as follows: 667 units vest 7/1/2020, 11,312 units vest 5/1/2021, 667 units vest 7/1/2021, 667 units vest 7/1/2022 and 668 units vest 7/1/2023. Represents RSUs awarded on 7/1/2019 to Reporting Person pursuant to the Plan. The RSUs awarded vest, assuming continued employment, 100% on 7/1/2022. Represents shares of common stock indirectly held by Reporting Person's Employee Stock Ownership Plan ("ESOP") account through June 28, 2019. Stock options granted pursuant to the Plan on 7/1/2019. Options are exercisable as follows: 33% on 7/1/2020, 33% on 7/1/2021 and 34% on 7/1/2022. Stock options granted pursuant to the Plan on 7/1/2018. Les B. Korsh, by Power of Attorney 2019-07-02