0001209191-18-037407.txt : 20180613 0001209191-18-037407.hdr.sgml : 20180613 20180613142759 ACCESSION NUMBER: 0001209191-18-037407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180611 FILED AS OF DATE: 20180613 DATE AS OF CHANGE: 20180613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KORSH LES B CENTRAL INDEX KEY: 0001652545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20572 FILM NUMBER: 18896432 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS ROAD CITY: ST. PAUL STATE: MN ZIP: 55110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC. CENTRAL INDEX KEY: 0000891024 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 410886515 STATE OF INCORPORATION: MN FISCAL YEAR END: 0426 BUSINESS ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 BUSINESS PHONE: 6516861600 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 FORMER COMPANY: FORMER CONFORMED NAME: PATTERSON DENTAL CO DATE OF NAME CHANGE: 19950111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-11 0 0000891024 PATTERSON COMPANIES, INC. PDCO 0001652545 KORSH LES B 1031 MENDOTA HEIGHTS ROAD ST. PAUL MN 55120 0 1 0 0 VP, General Counsel Common Stock 2018-06-11 4 A 0 67506 22.22 A 79258 D Common Stock 330 I By ESOP Employee Stock Options 47.51 2020-07-01 2027-07-01 Common Stock 11845 11845 D Employee Stock Options 48.47 2019-07-01 2026-07-01 Common Stock 10379 10379 D Employee Stock Options 56.66 2025-07-01 Common Stock 25000 25000 D Represents Restricted Stock Units ("RSUs") awarded to Reporting Person pursuant to a Restrictive Covenants, Severance and Change in Control Agreement between Patterson Companies, Inc. and the Reporting Person. Each RSU represents a right to receive one share of common stock upon vesting. The RSUs are issued under the Patterson Companies, Inc. 2015 Omnibus Incentive Plan ("Plan") and will vest, contingent upon continued employment, 25% on 6/11/2019, 25% on 6/11/2020 and 50% on 6/11/2021. Includes 2,281 shares of restricted stock awarded in the years 2014 through 2015 to Reporting Person, which vest, contingent upon continued employment as follows: 886 shares vest on 7/1/2018, 887 shares vest on 7/1/2019, 508 shares vest on 7/1/2020. Includes 3,640 RSUs awarded on 7/1/2016, 7/1/2017 and 7/1/2018 to Reporting Person pursuant to the Plan. The RSUs vest contingent upon continued employment as follows: 798 units in aggregate vest on 7/1/2018, 798 units in aggregate vest on 7/1/2019, 798 units in aggregate vest on 7/1/2020, 798 units in aggregate vest on 7/1/2021 and 448 units vest on 7/1/2022. Includes 2,921 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the years 2016 and 2017 and remain subject to the terms of such plan. Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through April 30, 2018. Stock options granted pursuant to the Plan on 7/1/2017. Stock options granted pursuant to the Plan on 7/1/2016. Stock options granted pursuant to the Patterson Companies, Inc. Amended and Restated Equity Incentive Plan on 7/1/2015. Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020. Les B. Korsh 2018-06-13