0001209191-18-003350.txt : 20180112
0001209191-18-003350.hdr.sgml : 20180112
20180112134059
ACCESSION NUMBER: 0001209191-18-003350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180111
FILED AS OF DATE: 20180112
DATE AS OF CHANGE: 20180112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUGINO ANN B
CENTRAL INDEX KEY: 0001552050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20572
FILM NUMBER: 18525502
MAIL ADDRESS:
STREET 1: 1031 MENDOTA HEIGHTS ROAD
CITY: ST. PAUL
STATE: MN
ZIP: 55120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC.
CENTRAL INDEX KEY: 0000891024
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047]
IRS NUMBER: 410886515
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0426
BUSINESS ADDRESS:
STREET 1: 1031 MENDOTA HEIGHTS RD
CITY: ST PAUL
STATE: MN
ZIP: 55120-1401
BUSINESS PHONE: 6516861600
MAIL ADDRESS:
STREET 1: 1031 MENDOTA HEIGHTS RD
CITY: ST PAUL
STATE: MN
ZIP: 55120-1401
FORMER COMPANY:
FORMER CONFORMED NAME: PATTERSON DENTAL CO
DATE OF NAME CHANGE: 19950111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-11
0
0000891024
PATTERSON COMPANIES, INC.
PDCO
0001552050
GUGINO ANN B
1031 MENDOTA HEIGHTS ROAD
ST PAUL
MN
55120
0
1
0
0
Executive Vice President & CFO
Common Stock
2018-01-11
4
S
0
750
36.38
D
32705
D
Common Stock
9259
I
By ESOP
Employee Stock Option
47.51
2020-07-01
2027-07-01
Common Stock
21042
21042
D
Employee Stock Option
48.47
2019-07-01
2026-07-01
Common Stock
19841
19841
D
Employee Stock Option
49.27
2018-07-01
2025-07-01
Common Stock
12809
12809
D
Employee Stock Option
56.66
2025-07-01
Common Stock
100000
100000
D
Employee Stock Option
39.64
2017-07-01
2024-07-01
Common Stock
7400
7400
D
The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 2, 2017.
Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020.
Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
Includes 5,353 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the years 2016 and 2017.
Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through January 2, 2018.
Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2017.
Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016.
Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2015.
Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.
Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2014.
Les B. Korsh, by Power of Attorney
2018-01-12