0001209191-17-036381.txt : 20170531
0001209191-17-036381.hdr.sgml : 20170531
20170531150431
ACCESSION NUMBER: 0001209191-17-036381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170530
FILED AS OF DATE: 20170531
DATE AS OF CHANGE: 20170531
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC.
CENTRAL INDEX KEY: 0000891024
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047]
IRS NUMBER: 410886515
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0426
BUSINESS ADDRESS:
STREET 1: 1031 MENDOTA HEIGHTS RD
CITY: ST PAUL
STATE: MN
ZIP: 55120-1401
BUSINESS PHONE: 6516861600
MAIL ADDRESS:
STREET 1: 1031 MENDOTA HEIGHTS RD
CITY: ST PAUL
STATE: MN
ZIP: 55120-1401
FORMER COMPANY:
FORMER CONFORMED NAME: PATTERSON DENTAL CO
DATE OF NAME CHANGE: 19950111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUGINO ANN B
CENTRAL INDEX KEY: 0001552050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20572
FILM NUMBER: 17880730
MAIL ADDRESS:
STREET 1: 1031 MENDOTA HEIGHTS ROAD
CITY: ST. PAUL
STATE: MN
ZIP: 55120
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-30
0
0000891024
PATTERSON COMPANIES, INC.
PDCO
0001552050
GUGINO ANN B
1031 MENDOTA HEIGHTS ROAD
ST PAUL
MN
55120
0
1
0
0
Executive Vice President & CFO
Common Stock
2017-05-30
4
S
0
750
43.83
D
28365
D
Common Stock
9103
I
By ESOP
Employee Stock Options
48.47
2019-07-01
2026-07-01
Common Stock
19841
19841
D
Employee Stock Options
49.27
2018-07-01
2025-07-01
Common Stock
12809
12809
D
Employee Stock Options
56.66
2025-07-01
Common Stock
100000
100000
D
Employee Stock Options
39.64
2017-07-01
2024-07-01
Common Stock
7400
7400
D
The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on 3/2/2017.
Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan.
Includes 5,316 shares of restricted stock received through awards in the years 2011 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 740 shares vest 7/1/2017, 609 shares vest 7/1/2017, 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020.
Includes 3,353 Restricted Stock Units ("RSUs") awarded on 7/1/2016 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest cumulatively in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016.
Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2015.
Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.
Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2014.
Les B. Korsh, by Power of Attorney
2017-05-31