0001209191-17-036381.txt : 20170531 0001209191-17-036381.hdr.sgml : 20170531 20170531150431 ACCESSION NUMBER: 0001209191-17-036381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170530 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATTERSON COMPANIES, INC. CENTRAL INDEX KEY: 0000891024 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 410886515 STATE OF INCORPORATION: MN FISCAL YEAR END: 0426 BUSINESS ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 BUSINESS PHONE: 6516861600 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS RD CITY: ST PAUL STATE: MN ZIP: 55120-1401 FORMER COMPANY: FORMER CONFORMED NAME: PATTERSON DENTAL CO DATE OF NAME CHANGE: 19950111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUGINO ANN B CENTRAL INDEX KEY: 0001552050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20572 FILM NUMBER: 17880730 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS ROAD CITY: ST. PAUL STATE: MN ZIP: 55120 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-30 0 0000891024 PATTERSON COMPANIES, INC. PDCO 0001552050 GUGINO ANN B 1031 MENDOTA HEIGHTS ROAD ST PAUL MN 55120 0 1 0 0 Executive Vice President & CFO Common Stock 2017-05-30 4 S 0 750 43.83 D 28365 D Common Stock 9103 I By ESOP Employee Stock Options 48.47 2019-07-01 2026-07-01 Common Stock 19841 19841 D Employee Stock Options 49.27 2018-07-01 2025-07-01 Common Stock 12809 12809 D Employee Stock Options 56.66 2025-07-01 Common Stock 100000 100000 D Employee Stock Options 39.64 2017-07-01 2024-07-01 Common Stock 7400 7400 D The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on 3/2/2017. Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. Includes 5,316 shares of restricted stock received through awards in the years 2011 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 740 shares vest 7/1/2017, 609 shares vest 7/1/2017, 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. Includes 3,353 Restricted Stock Units ("RSUs") awarded on 7/1/2016 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest cumulatively in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016. Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2015. Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020. Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2014. Les B. Korsh, by Power of Attorney 2017-05-31