X0306 4 2014-03-04 0 0000890846 UROPLASTY INC UPI 0001205664 HOLMAN SUSAN HARTJES UROPLASTY, INC 5420 FELTL ROAD MINNETONKA MN 55343 0 1 0 0 Sr. VP Operations & Regulatory common stock 2014-03-04 4 S 0 16772 4.0281 D 295908 D common stock 2014-03-05 4 S 0 20862 3.9506 D 275046 D common stock 2014-03-06 4 S 0 366 3.9243 D 274680 D non-qualified stock options 5.19 2006-02-02 2015-01-01 common stock 100000 100000 D non-qualified stock options 4.94 2011-06-08 2017-06-07 common stock 6525 6525 D non-qualified stock options 7.98 2012-06-07 2018-06-06 common stock 4100 4100 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.07 per share, inclusive. The reporting person undertakes to provide to Uroplasty, Inc., any security holder of Uroplasty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.84 to $4.01 per share, inclusive. The reporting person undertakes to provide to Uroplasty, Inc., any security holder of Uroplasty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.92 to $3.93 per share, inclusive. The reporting person undertakes to provide to Uroplasty, Inc., any security holder of Uroplasty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) Susan Hartjes Holman 2014-03-06