X0306 4 2014-01-29 0 0000890846 UROPLASTY INC UPI 0001205664 HOLMAN SUSAN HARTJES UROPLASTY, INC 5420 FELTL ROAD MINNETONKA MN 55343 0 1 0 0 Sr VP Operations & Regulatory common stock 2014-01-29 4 A 0 12500 2.65 A 325180 D common stock 2014-01-29 4 A 0 40000 0.85 A 365180 D common stock 2014-01-29 4 S 0 52500 4.5917 D 312680 D non-qualified stock options 5.19 2006-02-02 2015-01-01 common stock 100000 100000 D non-qualified stock options 2.65 2014-01-29 4 M 0 12500 0 D 2008-02-02 2014-02-01 common stock 12500 0 D non-qualified stock options 0.85 2014-01-29 4 M 0 40000 0 D 2009-06-05 2014-06-04 common stock 40000 0 D non-qualified stock options 4.94 2011-06-08 2017-06-07 common stock 6525 6525 D non-qualified stock option 7.98 2012-06-07 2018-06-06 common stock 4100 4100 D Includes 1,275 shares of restricted stock subject to risk of forfeiture that will lapse June 8, 2014. Includes 1,575 shares of restricted stock subject to risk of forfeiture that will lapse with respect to one half of such shares on June 7, 2014 and June 7, 2015 respectively. Includes 9,825 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date (June 7, 2012). Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date. Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date). The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.18 to $4.821 per share, inclusive. The reporting person undertakes to provide to Uroplasty, Inc., any security holder of Uroplasty, Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (6). Signature is on behalf of Susan Hartjes Holman Larry E. Bakeman 2014-01-30