X0306 4 2013-08-22 0 0000890846 UROPLASTY INC UPI 0001323150 Reynolds Brett 5420 FELTL RD MINNETONKA MN 55343 0 1 0 0 Senior V.P. CFO common stock 2013-08-22 4 P 0 3700 2.927 A 53700 D common stock 2013-08-23 4 P 0 4300 3.04 A 58000 D non-qualified stock options 2.97 2014-08-12 2021-08-11 common stock 100000 100000 D Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date). Includes 50,000 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the first, second and third anniversaries of the grant date (August 12, 2013). The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.865 to $2.95 per share, inclusive. Brett Reynolds 2013-08-26