X0304 4 2012-02-01 0 0000890846 UROPLASTY INC UPI 0001205664 HOLMAN SUSAN HARTJES UROPLASTY, INC 5420 FELTL ROAD MINNETONKA MN 55343 0 1 0 0 Chief Operating Officer common stock 2012-02-01 4 S 0 5100 3.5861 D 299580 D non-qualified stock options 5.19 2015-01-01 common stock 100000 100000 D non-qualified stock options 2.65 2014-02-01 common stock 12500 12500 D non-qualified stock options 3.15 2013-06-23 common stock 10000 10000 D non-qualified stock options 0.85 2014-06-04 common stock 40000 40000 D non-qualified stock options 4.94 2011-06-08 2017-06-07 common stock 6525 6525 D non-qualified stock option 7.98 2012-06-07 2018-06-06 common stock 4100 4100 D Includes 3,825 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date (June 8, 2010). Includes 3,150 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2011). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.56 to $3.67 per share, inclusive. The reporting person undertakes to provide to Uroplasty, Inc., any security holder of Uroplasty, Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3). Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date). Fully vested. Susan Hartjes Holman 2012-02-03