0001140361-11-044320.txt : 20110901 0001140361-11-044320.hdr.sgml : 20110901 20110901095134 ACCESSION NUMBER: 0001140361-11-044320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110830 FILED AS OF DATE: 20110901 DATE AS OF CHANGE: 20110901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stauner James P CENTRAL INDEX KEY: 0001374605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32632 FILM NUMBER: 111069864 MAIL ADDRESS: STREET 1: 272 EAST DEERPATH ROAD STREET 2: SUITE 350 CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UROPLASTY INC CENTRAL INDEX KEY: 0000890846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411719250 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 426-6140 MAIL ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 4 1 doc1.xml FORM 4 X0304 4 2011-08-30 0 0000890846 UROPLASTY INC UPI 0001374605 Stauner James P UROPLASTY, INC. 5420 FELTL ROAD MINNETONKA MN 55343 1 0 0 0 common stock 2011-08-30 4 S 0 7100 5.9409 D 20025 D Non-qualified stock options 0.77 2009-09-15 2014-09-14 common stock 15000 15000 D Non-qualified stock options 4.16 2011-09-14 2017-09-13 common stock 6175 6175 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.05 per share, inclusive. The reporting person undertakes to provide to Uroplasty, Inc., any security holder of Uroplasty, Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Signature is on behalf of Mr. Stauner. Larry Bakeman 2011-09-01