0001140361-11-032141.txt : 20110609
0001140361-11-032141.hdr.sgml : 20110609
20110609152543
ACCESSION NUMBER: 0001140361-11-032141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110607
FILED AS OF DATE: 20110609
DATE AS OF CHANGE: 20110609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERREGRAVEN MARC
CENTRAL INDEX KEY: 0001206038
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32632
FILM NUMBER: 11903130
MAIL ADDRESS:
STREET 1: 1757 SNELLING AVENUE
CITY: FALCON HEIGHTS
STATE: MN
ZIP: 55113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UROPLASTY INC
CENTRAL INDEX KEY: 0000890846
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411719250
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5420 FELTL ROAD
CITY: MINNETONKA
STATE: MN
ZIP: 55343
BUSINESS PHONE: (952) 426-6140
MAIL ADDRESS:
STREET 1: 5420 FELTL ROAD
CITY: MINNETONKA
STATE: MN
ZIP: 55343
4
1
doc1.xml
FORM 4
X0303
4
2011-06-07
0
0000890846
UROPLASTY INC
UPI
0001206038
HERREGRAVEN MARC
UROPLASTY, INC.
5420 FELTL ROAD
MINNETONKA
MN
55343
0
1
0
0
Vice President Manufacturing
common stock
2011-06-07
4
A
0
3150
0
A
33850
D
non-qualified stock options
2.65
2014-02-01
common stock
5000
5000
D
non-qualified stock options
4.31
2012-07-02
common stock
20000
20000
D
non-qualified stock options
3.15
2013-06-23
common stock
20000
20000
D
non-qualified stock options
0.85
2014-06-04
common stock
30000
30000
D
non-qualified stock options
4.94
2011-06-08
2017-06-07
common stock
6525
6525
D
non-qualified stock options
7.98
2011-06-07
4
A
0
4100
0
A
2012-06-07
2018-06-06
common stock
4100
4100
D
Includes 3,825 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date (June 8, 2010).
Includes 3,150 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2011).
Fully vested.
Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
Signature is on behalf of Mr. Herregraven.
Larry Bakeman
2011-06-09