-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2NL6qWauBTPWHqor0k16tsyXwbQJp0X++HPgIWdo17ZKzxg9GCnZ3dARdM93Jil tslXoWdRGm1iqccS+qKTQA== 0000891618-98-004799.txt : 19981113 0000891618-98-004799.hdr.sgml : 19981113 ACCESSION NUMBER: 0000891618-98-004799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981027 FILED AS OF DATE: 19981112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETWORKS ASSOCIATES INC/ CENTRAL INDEX KEY: 0000890801 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770316593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20558 FILM NUMBER: 98743670 BUSINESS ADDRESS: STREET 1: 3965 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089883832 MAIL ADDRESS: STREET 1: 3965 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: MCAFEE ASSOCIATES INC DATE OF NAME CHANGE: 19930328 COMPANY DATA: COMPANY CONFORMED NAME: GOYAL PRABHAT CENTRAL INDEX KEY: 0001022411 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O NETWORK ASSOCIATES, INC., STREET 2: 3965 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4083463800 MAIL ADDRESS: STREET 1: C/O NETWORK ASSOCIATES, INC., STREET 2: 3965 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 FORM 4 FOR PRABHAT K. GOYAL 1 - ------ ------------------------------ FORM 4 OMB APPROVAL - ------ ------------------------------ OMB Number: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response.........0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Goyal Pritchart K. Network Associates, for "NETA" Issuer (Check all applicable) - --------------------------------------------- ---------------------------------------------- Director 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- c/o Network Associates, Inc. Number of Reporting Month/Year X Officer (give Other (Specify 3965 Freedom Circle Person (Voluntary) October/1998 ---- title --- below) - --------------------------------------------- ------------------ below) (Street) 5. If Amendment, Chief Financial Officer Santa Clara CA 95054 Date of Original -------------------------------- - --------------------------------------------- (Month/Year) (City) (State) (Zip) 7. Individual or Joint/Group Filing ------------------ (Check applicable line) X Form filed by one ---- Reporting Person Form filed by more than ---- one Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/22/98 M 10,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/22/98 S 10,000 D $40.00 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/22/98 M 5,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/22/98 S 5,000 D $40.00 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/23/98 M 1,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/23/98 S 1,000 D $39.0625 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/23/98 M 4,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/23/98 S 4,000 D $39.0625 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/26/98 M 7,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/26/98 S 7,000 A $30.5625 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/26/98 M 3,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/26/98 S 3,000 D $39.5625 - ------------------------------------------------------------------------------------------------------------------------------------ *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Response) (8/96)
2 FORM 4 (continued) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/26/98 M 5,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/26/98 S 5,000 D $39.5625 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/27/98 M 10,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/27/98 S 10,000 D $39.0625 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/27/98 M 20,000 A $15.1852 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/27/98 S 20,000 D $39.0625 - ------------------------------------------------------------------------------------------------------------------------------------ (Over) SEC 1474 (7-96)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). 3
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS,OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 4) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/22/98 M D (1) 3/04/06 Common S. 10,000 $40.00 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/22/98 M D (1) 3/04/06 Common S. 5,000 $40.00 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/23/98 M D (1) 3/04/06 Common S. 1,000 $39.0625 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/23/98 M D (1) 3/04/06 Common S. 4,000 $39.0625 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/26/98 M D (1) 3/04/06 Common S. 7,000 $39.5625 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/26/98 M D (1) 3/04/06 Common S. 3,000 $39.5625 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/26/98 M D (1) 3/04/06 Common S. 5,000 $39.5625 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/27/98 M D (1) 3/04/06 Common S. 10,000 $39.0625 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to buy) $15.1852 10/27/98 M D (1) 3/04/06 Common S. 20,000 $39.0625 - ------------------------------------------------------------------------------------------------------------------------------------ S> 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) 121,563 D - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) 25% of options vest and become exercisable on 3/18/97, with an additional 2.08% vesting each month thereafter. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations Kurt J. Berney 11/10/98 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------- **Signature of Reporting Person Date Note. File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
-----END PRIVACY-ENHANCED MESSAGE-----