-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AIeC9mOv7KhXCmrJEAvy+WjxD5/jHiMN/M+u2dNg1ALMuxCZLwFbP/A8xWeIDqd/ l4U85wOgU9Ojys5e91ekvQ== 0001104659-04-026713.txt : 20040902 0001104659-04-026713.hdr.sgml : 20040902 20040902134744 ACCESSION NUMBER: 0001104659-04-026713 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040707 FILED AS OF DATE: 20040902 DATE AS OF CHANGE: 20040902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED HEALTHCARE INTERNATIONAL INC CENTRAL INDEX KEY: 0000890634 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 133098275 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 555 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127500064 MAIL ADDRESS: STREET 1: 555 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANSWORLD HEALTHCARE INC DATE OF NAME CHANGE: 19970610 FORMER COMPANY: FORMER CONFORMED NAME: TRANSWORLD HOME HEALTHCARE INC DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIUMPH PARTNERS III LP CENTRAL INDEX KEY: 0001048441 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11570 FILM NUMBER: 041013283 BUSINESS ADDRESS: STREET 1: C/O TRIUMPH CAPITAL GROUP INC STREET 2: 28 STATE ST 37TH FL CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175576000 MAIL ADDRESS: STREET 1: C/O TRIUMPH CAPITAL GROUP INC STREET 2: 28 STATE ST 37TH FL CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIUMPH III INVESTORS LP CENTRAL INDEX KEY: 0001176991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11570 FILM NUMBER: 041013284 BUSINESS ADDRESS: STREET 1: C/O TRIUMPH CAPITAL GROUP INC STREET 2: 28 STATE ST 37TH FL CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175576000 MAIL ADDRESS: STREET 1: C/O TRIUMPH CAPITAL GROUP INC STREET 2: 28 STATE ST 37TH FL CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIUMPH III INVESTORS INC CENTRAL INDEX KEY: 0001176992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11570 FILM NUMBER: 041013285 BUSINESS ADDRESS: STREET 1: C/O TRIUMPH CAPITAL GROUP INC STREET 2: 28 STATE ST 37TH FL CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175576000 MAIL ADDRESS: STREET 1: C/O TRIUMPH CAPITAL GROUP INC STREET 2: 28 STATE ST 37TH FL CITY: BOSTON STATE: MA ZIP: 02109 4/A 1 a4a.xml 4/A X0202 4/A 2004-07-07 2004-07-09 0 0000890634 ALLIED HEALTHCARE INTERNATIONAL INC AHCI 0001176992 TRIUMPH III INVESTORS INC C/O WASHINGTON & CONGRESS CAPITAL PARTNERS, L.P., 30 ROWES WHARF BOSTON MA 02110 0 0 1 0 0001176991 TRIUMPH III INVESTORS LP C/O WASHINGTON & CONGRESS CAPITAL PARTNERS, L.P., 30 ROWES WHARF BOSTON MA 02110 0 0 1 0 0001048441 TRIUMPH PARTNERS III LP C/O WASHINGTON & CONGRESS CAPITAL PARTNERS, L.P., 30 ROWES WHARF BOSTON MA 02110 0 0 1 0 Common Stock 2004-07-07 4 C 0 79526 A 93492 I Through Triumph III Investors, L.P. Series A Convertible Preferred Stock 2004-07-07 4 C 0 79526 4.53 D 2002-07-25 2008-12-17 Common Stock 79526 0 I Through Triump III Investors, L.P. Each share of Series A Convertible Preferred Stock is convertible into a share of Common Stock on a one-for-one basis (subject to anti-dilution adjustments). Does not include 7,697,578 shares of common stock held by Washington & Congress Capital Partners, L.P. (formerly known as Triumph Partners III, L.P.). Triumph III Investors, L.P. of which the reporting person is the general partner, and Washington & Congress Capital Partners, L.P. acted together in making the investment in the shares and may be deemed a group. The reporting person disclaims beneficial ownership of the 7,697,578 shares held by Washington & Congress Capital Partners, L.P. except to the extent of its pecuniary interest therein. The reporting person is a general partner of the partnership that beneficially owns the reported securities (Triumph III Investors, L.P.). The reporting person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein, which is indeterminate. /s/ Frederick W. McCarthy, III Vice President and Secretary 2004-09-01 -----END PRIVACY-ENHANCED MESSAGE-----