0001181431-11-032160.txt : 20110523
0001181431-11-032160.hdr.sgml : 20110523
20110523201008
ACCESSION NUMBER: 0001181431-11-032160
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110523
FILED AS OF DATE: 20110523
DATE AS OF CHANGE: 20110523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BURKLE RONALD W
CENTRAL INDEX KEY: 0001015899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 11866560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YUCAIPA AMERICAN ALLIANCE FUND II LP
CENTRAL INDEX KEY: 0001431428
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 11866558
BUSINESS ADDRESS:
STREET 1: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: 310 789-7200
MAIL ADDRESS:
STREET 1: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucaipa American Alliance (Parallel) Fund II, L.P.
CENTRAL INDEX KEY: 0001452578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 11866557
BUSINESS ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 789-7200
MAIL ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucaipa American Alliance Fund II, LLC
CENTRAL INDEX KEY: 0001452579
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 11866559
BUSINESS ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 789-7200
MAIL ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YUCAIPA AMERICAN MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001452932
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 11866556
BUSINESS ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 789-7200
MAIL ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YUCAIPA AMERICAN FUNDS, LLC
CENTRAL INDEX KEY: 0001452934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 11866555
BUSINESS ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 789-7200
MAIL ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
4
1
rrd312947.xml
FORM 4
X0303
4
2011-05-23
0
0000890491
BARNES & NOBLE INC
BKS
0001015899
BURKLE RONALD W
C/O THE YUCAIPA COMPANIES LLC
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
0
0
1
0
0001452579
Yucaipa American Alliance Fund II, LLC
C/O THE YUCAIPA COMPANIES LLC
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
0
0
0
1
Please refer to remarks below
0001431428
YUCAIPA AMERICAN ALLIANCE FUND II LP
C/O THE YUCAIPA COMPANIES LLC
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
0
0
1
0
0001452578
Yucaipa American Alliance (Parallel) Fund II, L.P.
C/O THE YUCAIPA COMPANIES LLC
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
0
0
0
1
Please refer to remarks below
0001452932
YUCAIPA AMERICAN MANAGEMENT, LLC
C/O THE YUCAIPA COMPANIES LLC
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
0
0
0
1
Please refer to remarks below
0001452934
YUCAIPA AMERICAN FUNDS, LLC
C/O THE YUCAIPA COMPANIES LLC
9130 EAST SUNSET BOULEVARD
LOS ANGELES
CA
90069
0
0
0
1
Please refer to remarks below
Common Stock
2011-05-23
4
P
0
363516
18.489
A
7170384
I
Please see footnote and Remarks below
Common Stock
2011-05-23
4
P
0
239484
18.489
A
4723829
I
Please see footnote and Remarks below
Weighted average price.
These shares are held directly by Yucaipa American Alliance Fund II, L.P. ("YAAF II").
These shares are held directly by Yucaipa American Alliance (Parallel) Fund II, L.P. ("YAAF II Parallel").
This Form 4 is jointly filed by (i) Ronald W. Burkle, (ii) Yucaipa American Management, LLC ("Yucaipa American"), (iii) Yucaipa American Funds, LLC ("Yucaipa American Funds"), (iv) Yucaipa American Alliance Fund II, LLC ("YAAF II LLC"), (v) YAAF II, and (vi) YAAF II Parallel. Mr. Burkle is the managing member of Yucaipa American, which is the managing member of Yucaipa American Funds, which is the managing member of YAAF II LLC, which, in turn, is the general partner of each of YAAF II and YAAF II Parallel. Each of Mr. Burkle, Yucaipa American, Yucaipa American Funds, and YAAF II, LLC, by virtue of their direct or indirect control of YAAF II and YAAF II Parallel, may be deemed to beneficially own some or all of the securities reported as being held by YAAF II and YAAF II Parallel. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. In addition, YAAF II disclaims beneficial ownership of any securities held directly by YAAF II Parallel, and YAAF II Parallel disclaims beneficial ownership of any securities held directly by YAAF II. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Ronald W. Burkle (on behalf of himself and the other reporting persons)
2011-05-23