-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AXgdk+Ht0GjFbyyXemErAQysNIv4s5URQxFLVoDClnkvaul7344Z1OjusTyIAbr5 KP4+kU8V7i6QBQ76DiKsxg== 0001005477-03-003203.txt : 20030805 0001005477-03-003203.hdr.sgml : 20030805 20030805215246 ACCESSION NUMBER: 0001005477-03-003203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030801 FILED AS OF DATE: 20030805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGGIO STEPHEN CENTRAL INDEX KEY: 0001038850 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 03824949 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 edgar123.xml FORM 4 X0201 4 2003-08-01 0 0000890491 BARNES & NOBLE INC BKS 0001038850 RIGGIO STEPHEN 122 FIFTH AVENUE NEW YORK NY 10011 1 1 0 0 Vice Chairman and CEO Common Stock 2003-08-01 4 M 0 200000 13.50 A 200000 D Common Stock 2003-08-01 4 S 0 200 23.46 D 199800 D Common Stock 2003-08-01 4 S 0 6600 23.45 D 193200 D Common Stock 2003-08-01 4 S 0 5000 23.43 D 188200 D Common Stock 2003-08-01 4 S 0 3000 23.42 D 185200 D Common Stock 2003-08-01 4 S 0 4100 23.41 D 181100 D Common Stock 2003-08-01 4 S 0 5600 23.40 D 175500 D Common Stock 2003-08-01 4 S 0 3900 23.39 D 171600 D Common Stock 2003-08-01 4 S 0 5600 23.38 D 166000 D Common Stock 2003-08-01 4 S 0 6200 23.37 D 159800 D Common Stock 2003-08-01 4 S 0 100 23.36 D 159700 D Common Stock 2003-08-01 4 S 0 400 23.35 D 159300 D Common Stock 2003-08-01 4 S 0 1600 23.34 D 157700 D Common Stock 2003-08-01 4 S 0 3500 23.33 D 154200 D Common Stock 2003-08-01 4 S 0 2400 23.32 D 151800 D Common Stock 2003-08-01 4 S 0 2200 23.31 D 149600 D Common Stock 2003-08-01 4 S 0 6000 23.30 D 143600 D Common Stock 2003-08-01 4 S 0 6300 23.29 D 137300 D Common Stock 2003-08-01 4 S 0 6200 23.28 D 131100 D Common Stock 2003-08-01 4 S 0 6500 23.27 D 124600 D Common Stock 2003-08-01 4 S 0 9200 23.26 D 115400 D Common Stock 2003-08-01 4 S 0 4400 23.25 D 111000 D Common Stock 2003-08-01 4 S 0 4300 23.24 D 106700 D Common Stock 2003-08-01 4 S 0 4800 23.23 D 101900 D Common Stock 2003-08-01 4 S 0 1600 23.22 D 100300 D Common Stock 2003-08-01 4 S 0 5500 23.21 D 94800 D Common Stock 2003-08-01 4 S 0 7200 23.20 D 87600 D Common Stock 2003-08-01 4 S 0 10700 23.19 D 76900 D Common Stock 2003-08-01 4 S 0 9200 23.18 D 67700 D Common Stock 2003-08-01 4 S 0 3100 23.17 D 64600 D Stock Option (Right to Buy) 13.50 2003-08-01 4 M 0 200000 0 D 1994-07-15 2003-09-28 Common Stock 200000 3422705 D The transactions reported herein and on the companion Form 4 filed contemporaneously herewith reflect the exercise of options, and the concurrent sale of the underlying stock, held by the Reporting Person for approximately ten years and expiring in approximately two months. These options originally related to one-half the number of shares at twice the exercise price, and were reported as such. The number of shares acquired and the related exercise price set forth above result from the two-for-one stock split effected by the Issuer on September 22, 1997. Represents the total number of stock options (right to buy) beneficially owned by the Reporting Person with respect to the Issuer's Common Stock. /s/ Stephen Riggio 2003-08-05 -----END PRIVACY-ENHANCED MESSAGE-----