0000950138-19-000450.txt : 20190807
0000950138-19-000450.hdr.sgml : 20190807
20190807172254
ACCESSION NUMBER: 0000950138-19-000450
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190807
FILED AS OF DATE: 20190807
DATE AS OF CHANGE: 20190807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferrara Al
CENTRAL INDEX KEY: 0001684420
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 191006502
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE, INC.
STREET 2: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0429
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-08-07
1
0000890491
BARNES & NOBLE INC
BKS
0001684420
Ferrara Al
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
1
0
0
0
Common Stock
2019-08-07
4
U
0
28563
6.50
D
18796
D
Common Stock
2019-08-07
4
D
0
18796
D
0
D
Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time.
Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.
/s/ Bradley A. Feuer, as Attorney-in-Fact for Al Ferrara
2019-08-07