0000950138-19-000377.txt : 20190716
0000950138-19-000377.hdr.sgml : 20190716
20190716165359
ACCESSION NUMBER: 0000950138-19-000377
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190713
FILED AS OF DATE: 20190716
DATE AS OF CHANGE: 20190716
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herpich Peter M
CENTRAL INDEX KEY: 0001592920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 19957577
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE, INC.
STREET 2: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0429
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-07-13
0000890491
BARNES & NOBLE INC
BKS
0001592920
Herpich Peter M
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
VP, Corp.Contr.(Pr. Acc. Off.)
Common Stock
2019-07-13
4
F
0
2475
6.69
D
46706
D
Common Stock
2019-07-14
4
F
0
1465
6.69
D
45241
D
Common Stock
2019-07-14
4
A
0
5652
0
A
50893
D
Common Stock
2019-07-14
4
F
0
2768
6.69
D
48125
D
Common Stock
1114.765
I
By 401(k) Plan
Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
The number of securities beneficially owned is adjusted to eliminate an inaccurate withholding of shares as reported on Form 4 filed on July 17, 2018, resulting from an error in the computer systems of a third party service provider. The calculations inadvertently included an inaccurate withholding amount.
Shares issued upon vesting of performance-based restricted stock units.
Shares withheld by the Issuer on vesting of performance-based restricted stock units to cover applicable withholding taxes.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2019. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
/s/ Peter M. Herpich
2019-07-16