0000950138-18-000625.txt : 20181127 0000950138-18-000625.hdr.sgml : 20181127 20181127173046 ACCESSION NUMBER: 0000950138-18-000625 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180428 FILED AS OF DATE: 20181127 DATE AS OF CHANGE: 20181127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGGIO LEONARD CENTRAL INDEX KEY: 0000927587 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 181203729 MAIL ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 5 1 edgar.xml PRIMARY DOCUMENT X0306 5 2018-04-28 0 0 0000890491 BARNES & NOBLE INC BKS 0000927587 RIGGIO LEONARD C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 1 1 1 0 Executive Chairman Common Stock 2017-07-19 5 G 0 1350000 0 D 5794491 D Common Stock 2017-12-21 5 G 0 1450000 0 D 5794491 D Common Stock 8257641 I By Foundation and Corp. Gift of 1,350,000 shares to The Riggio Foundation, a charitable trust ("The Riggio Foundation"), of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio") are co-trustees, and in which neither the Reporting Person nor Mrs. Riggio, nor any of their family members or affiliates, has any pecuniary interest. Gift of 1,450,000 shares to The Riggio Foundation. Of these shares, 2,316,668 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and Mrs. Riggio, and 5,940,973 (which include the 1,350,000 shares and the 1,450,000 shares referred to in Notes 1 and 2 above) are owned by The Riggio Foundation. /s/ Leonard Riggio 2018-11-27