0000950138-15-000459.txt : 20150710
0000950138-15-000459.hdr.sgml : 20150710
20150710140058
ACCESSION NUMBER: 0000950138-15-000459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150709
FILED AS OF DATE: 20150710
DATE AS OF CHANGE: 20150710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carey Jaime
CENTRAL INDEX KEY: 0001437017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 15983376
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE, INC.
STREET 2: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-07-09
0000890491
BARNES & NOBLE INC
BKS
0001437017
Carey Jaime
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
Chief Operating Officer
Common Stock
2015-07-09
4
M
0
14557
15.78
A
138702
D
Common Stock
2015-07-09
4
S
0
14557
26.8112
D
124145
D
Common Stock
2015-07-09
4
M
0
10443
15.78
A
134588
D
Common Stock
2015-07-09
4
S
0
10443
26.8492
D
124145
D
Common Stock
2555.385
I
By 401(k) Plan
Stock Option (Right to Buy)
15.78
2015-07-09
4
M
0
25000
0
D
2014-11-15
2021-11-14
Common Stock
25000
25000
D
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $26.75 to $26.90, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $26.79 to $26.91, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2015. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
/s/ Jaime Carey
2015-07-10