0000950138-15-000253.txt : 20150316
0000950138-15-000253.hdr.sgml : 20150316
20150316175558
ACCESSION NUMBER: 0000950138-15-000253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150312
FILED AS OF DATE: 20150316
DATE AS OF CHANGE: 20150316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLIPPER MITCHELL S
CENTRAL INDEX KEY: 0001038859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 15704319
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE INC
STREET 2: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-03-12
0000890491
BARNES & NOBLE INC
BKS
0001038859
KLIPPER MITCHELL S
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
CEO, B&N Retail Group
Common Stock
2015-03-12
4
S
0
20700
23.70
D
56576
D
Common Stock
2015-03-13
4
S
0
14116
23.7791
D
42460
D
Common Stock
2015-03-16
4
S
0
5037
23.8105
D
37423
D
Common Stock
2015-03-16
4
S
0
100
23.70
D
37323
D
Common Stock
2015-03-16
4
S
0
16137
23.5069
D
21186
D
Common Stock
2015-03-16
4
S
0
21186
23.3413
D
0
D
Common Stock
2262.464
I
By 401(k) Plan
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.70 to $23.72, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.75 to $23.84, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.80 to $23.83, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.55, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.28 to $23.46, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2014. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
/s/ Bradley A. Feuer, as Attorney-in-Fact for Mitchell S. Klipper
2015-03-16