0000950138-14-000517.txt : 20140701 0000950138-14-000517.hdr.sgml : 20140701 20140701165356 ACCESSION NUMBER: 0000950138-14-000517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140701 DATE AS OF CHANGE: 20140701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEUER BRADLEY A. CENTRAL INDEX KEY: 0001594370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 14953223 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE, INC. STREET 2: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-06-30 0000890491 BARNES & NOBLE INC BKS 0001594370 FEUER BRADLEY A. C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 0 1 0 0 VP, Gen. Counsel & Corp. Secy Common Stock 2014-06-30 4 M 0 1875 13.35 A 41547 D Common Stock 2014-06-30 4 S 0 1875 23.0552 D 39672 D Common Stock 2686.9 I By 401(k) Plan Stock Option (Right to Buy) 13.35 2014-06-30 4 M 0 1875 0 D 2022-03-04 Common Stock 1875 5625 D Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2014. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time. Twenty-five percent of these options became exercisable on March 5, 2014, 25% will become exercisable on March 5, 2015 and the remaining 50% will become exercisable on March 5, 2016. /s/ Bradley A. Feuer 2014-07-01