0000950138-14-000152.txt : 20140210
0000950138-14-000152.hdr.sgml : 20140210
20140210191946
ACCESSION NUMBER: 0000950138-14-000152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140206
FILED AS OF DATE: 20140210
DATE AS OF CHANGE: 20140210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herpich Peter M
CENTRAL INDEX KEY: 0001592920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 14590886
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE, INC.
STREET 2: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10104
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-06
0000890491
BARNES & NOBLE INC
BKS
0001592920
Herpich Peter M
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
Principal Accounting Officer
Common Stock
2014-02-06
4
F
0
1057
14.60
D
11567
D
Common Stock
2014-02-07
4
A
0
17500
0
A
29067
D
Common Stock
826.802
I
By 401(k) PLan
Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes.
Grant of restricted stock units (payable solely in common stock of the Issuer on each vesting date), vesting in equal annual installments on February 7 of each of the years 2015 through 2017.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2013. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
/s/ Peter M. Herpich
2014-02-10