0000950138-13-000116.txt : 20130311 0000950138-13-000116.hdr.sgml : 20130311 20130311180838 ACCESSION NUMBER: 0000950138-13-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130311 DATE AS OF CHANGE: 20130311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILLARD II WILLIAM CENTRAL INDEX KEY: 0001038866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 13682067 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-08 0000890491 BARNES & NOBLE INC BKS 0001038866 DILLARD II WILLIAM C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 1 0 0 0 Common Stock 2013-03-08 4 M 0 28306 11.2694 A 64315 D Stock Option (Right to Buy) 11.2694 2013-03-08 4 M 0 28306 0 D 2013-03-12 Common Stock 28306 0 D The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. One-fourth of these options became exercisable on March 13 of each of the years 2004 through 2007. /s/ Eugene V. DeFelice, as Attorney-in-Fact for William Dillard II 2013-03-11