0000950138-13-000098.txt : 20130305
0000950138-13-000098.hdr.sgml : 20130305
20130305173109
ACCESSION NUMBER: 0000950138-13-000098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130304
FILED AS OF DATE: 20130305
DATE AS OF CHANGE: 20130305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Troia Christopher
CENTRAL INDEX KEY: 0001323985
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 13667179
MAIL ADDRESS:
STREET 1: 531 MAIN STREET
STREET 2: APT 1918
CITY: ROOSEVELT ISLAND
STATE: NY
ZIP: 10044
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-04
0000890491
BARNES & NOBLE INC
BKS
0001323985
Troia Christopher
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
VP & Chief Information Officer
Common Stock
2013-03-04
4
M
0
1217
11.2694
A
17709
D
Common Stock
2013-03-04
4
S
0
1217
16.4033
D
16492
D
Common Stock
1020.323
I
By 401(k) Plan
Stock Option (Right to Buy)
11.2694
2013-03-04
4
M
0
1217
0
D
2013-03-12
Common Stock
1217
0
D
The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number.
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $16.4001 to $16.42, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2012. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
One-fourth of these options became exercisable on March 13 of each of the years 2004 through 2007.
/s/ Eugene V. DeFelice, as Attorney-in-Fact for Christopher Troia
2013-03-05