-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SQYW/rEvkHjQvVZbbuFIAqGo3XzAaM5AtmOxQI2gysf0KNMXSlvHyxzH4IUcRQeH Jvqpn7YOeNnqjE7h4zYZFg== 0000950138-09-000640.txt : 20091001 0000950138-09-000640.hdr.sgml : 20091001 20091001083840 ACCESSION NUMBER: 0000950138-09-000640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090929 FILED AS OF DATE: 20091001 DATE AS OF CHANGE: 20091001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGGIO LEONARD CENTRAL INDEX KEY: 0000927587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 091097099 MAIL ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 oct_lriggio-4ex.xml \BN(NEW)\2009\OCT 1 FILINGS\LENRIGGIO-4\ X0303 4 2009-09-29 0 0000890491 BARNES & NOBLE INC BKS 0000927587 RIGGIO LEONARD C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 1 1 1 0 Chairman of the Board Common Stock 2009-09-29 4 J 0 667058 21.75 D 15942892 D Shares disposed of by Barnes & Noble College Booksellers, Inc., a New York corporation ("B&N College"), that had been beneficially owned by the Reporting Person and his wife, Louise Riggio, in partial payment of bonuses by B&N College to its management team, prior to the acquisition by the Issuer of B&N College on September 30, 2009 (the "Acquisition"). Reflects the closing price on the day preceding the date B&N College distributed the shares to its management team, for valuation purposes only. No proceeds were received by B&N College with respect to its distribution of the shares. Of these shares, 712,473 shares are owned indirectly in a rabbi trust established by the Issuer for the benefit of the Reporting Person, and 4,800,876 shares are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and Louise Riggio. Prior to the Acquisition, B&N College contributed 4,800,876 shares to LRBKS Holdings, Inc., and immediately thereafter all of the stock of LRBKS Holdings, Inc. was distributed to the Reporting Person and Louise Riggio. /s/ Leonard Riggio 2009-10-01 -----END PRIVACY-ENHANCED MESSAGE-----