-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJdREaKR/IG0PNIk/DzykWt2PcyptdzNguCrQ2BINJO4Bjy4saim0+eLLZ+0CqC6 TuIW7vaTW2hlo44bZHqHCw== 0000950138-09-000569.txt : 20090826 0000950138-09-000569.hdr.sgml : 20090826 20090826202622 ACCESSION NUMBER: 0000950138-09-000569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090824 FILED AS OF DATE: 20090826 DATE AS OF CHANGE: 20090826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGGIO STEPHEN CENTRAL INDEX KEY: 0001038850 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 091037424 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 aug26_sriggio-4ex.xml BN(NEW)\2009\AUG 26 FORMS 4\S RIGGIO-4\ X0303 4 2009-08-24 0 0000890491 BARNES & NOBLE INC BKS 0001038850 RIGGIO STEPHEN C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 1 1 0 0 Vice Chairman & CEO Common Stock 2009-08-24 4 A 0 7720 0 A 107705 D Common Stock 7581.37 I By 401(k) Plan Grant of restricted shares vesting in equal annual installments on August 24 of each of the years 2010 through 2013. Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2009. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time. /s/ Joseph Lombardi, as Attorney-in-Fact for Stephen Riggio 2009-08-25 -----END PRIVACY-ENHANCED MESSAGE-----