-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DExx34NsHrcY0s9kk+AT3onrM5SWcLm+UERUgof3Fjw0BDH6mTqh6lcPMnUNPJ7/ sCvVvJX6chpIhlS9nZcSiw== 0000950138-07-000460.txt : 20070606 0000950138-07-000460.hdr.sgml : 20070606 20070606193051 ACCESSION NUMBER: 0000950138-07-000460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070604 FILED AS OF DATE: 20070606 DATE AS OF CHANGE: 20070606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLIPPER MITCHELL S CENTRAL INDEX KEY: 0001038859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 07905169 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 june6_klipper-4ex.xml BN\2007 FILINGS\JUNE 6 KLIPPER-4 X0202 4 2007-06-04 0 0000890491 BARNES & NOBLE INC BKS 0001038859 KLIPPER MITCHELL S C/O BARNES & NOBLE INC. 122 FIFTH AVE NEW YORK NY 10011 0 1 0 0 Chief Operating Officer Common Stock 2007-06-04 4 M 0 32480 27.51 A 157161 D Common Stock 2007-06-04 4 M 0 35242 18.3702 A 192403 D Common Stock 2007-06-04 4 M 0 8845 22.97 A 201248 D Common Stock 2007-06-04 4 M 0 186770 13.2265 A 388018 D Common Stock 2007-06-04 4 M 0 36663 13.67 A 424681 D Common Stock 2007-06-04 4 S 0 300000 42.6560 D 124681 D Common Stock 2007-06-05 4 M 0 44500 13.67 A 169181 D Common Stock 2007-06-05 4 S 0 44500 42.4646 D 124681 D Stock Option (Right to Buy) 27.51 2007-06-04 4 M 0 32480 0 D 2008-03-03 Common Stock 32480 0 D Stock Option (Right to Buy) 18.3702 2007-06-04 4 M 0 35242 0 D 2009-03-09 Common Stock 35242 0 D Stock Option (Right to Buy) 22.97 2007-06-04 4 M 0 8845 0 D 2011-03-12 Common Stock 8845 0 D Stock Option (Right to Buy) 13.2265 2007-06-04 4 M 0 186770 0 D 2012-07-23 Common Stock 186770 0 D Stock Option (Right to Buy) 13.67 2007-06-04 4 M 0 36663 0 D 2005-02-18 2013-04-27 Common Stock 36663 146405 D Stock Option (Right to Buy) 13.67 2007-06-05 4 M 0 44500 0 D 2005-02-18 2013-04-27 Common Stock 44500 101905 D The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. Reflects repricing indicated on Form 4 filed April 4, 2007. Represents the sale of 300,000 shares in sixteen separate transactions at prices ranging from $42.59 to $42.78 per share, resulting in a weighted average sale price per share of $42.6560. Represents the sale of 44,500 shares in nine separate transactions at prices ranging from $42.35 to $42.60 per share, resulting in a weighted average sale price per share of $42.4646. One-fourth of these options became exercisable on March 3 of each of the years 1999 through 2002. One-fourth of these options became exercisable on March 9 of each of the years 2000 through 2003. One-fourth of these options became exercisable on March 13 of each of the years 2002 through 2005. Of these options, 36,390 became exercisable on February 18, 2005 and the balance became exercisable on February 18, 2006. /s/ Mitchell S. Klipper 2007-06-06 -----END PRIVACY-ENHANCED MESSAGE-----