-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FjlKx1zkgBahpjiXaYl4efoP2o/8WfX+QNnRJeJGXL9wKM2DbMc2ir7zQSqMKfGm fHlT8fLInry+Qexg3zV5Hg== 0000950138-05-000650.txt : 20050708 0000950138-05-000650.hdr.sgml : 20050708 20050708171904 ACCESSION NUMBER: 0000950138-05-000650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050706 FILED AS OF DATE: 20050708 DATE AS OF CHANGE: 20050708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEATING MARY ELLEN CENTRAL INDEX KEY: 0001057419 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 05946498 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 july6_keating-4ex.xml X0202 4 2005-07-06 0 0000890491 BARNES & NOBLE INC BKS 0001057419 KEATING MARY ELLEN C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 0 1 0 0 SR VP, Corp Communications Common Stock 2005-07-06 4 M 0 5838 16.7098 A 7278 D Common Stock 2005-07-06 4 M 0 4964 13.2265 A 12242 D Common Stock 2005-07-06 4 M 0 3318 11.2694 A 15560 D Common Stock 2005-07-06 4 M 0 8845 21.6697 A 24405 D Common Stock 2005-07-06 4 S 0 22900 39.75 D 1505 D Common Stock 2005-07-06 4 S 0 65 39.76 D 1440 D Common Stock 2005-07-07 4 M 0 3340 13.7335 A 4780 D Common Stock 2005-07-07 4 M 0 10572 11.8346 A 15352 D Common Stock 2005-07-07 4 S 0 13912 39.75 D 1440 D Common Stock 2005-07-08 4 M 0 13403 18.3702 A 14843 D Common Stock 2005-07-08 4 M 0 23197 13.7335 A 38040 D Common Stock 2005-07-08 4 S 0 22600 40.19 D 15440 D Common Stock 2005-07-08 4 S 0 14000 40.20 D 1440 D Stock Option (Right to Buy) 16.7098 2005-07-06 4 M 0 5838 0 D 2002-03-13 2011-03-12 Common Stock 5838 0 D Stock Option (Right to Buy) 13.2265 2005-07-06 4 M 0 4964 0 D 2003-07-24 2012-07-23 Common Stock 4964 4964 D Stock Option (Right to Buy) 11.2694 2005-07-06 4 M 0 3318 0 D 2004-03-13 2013-03-12 Common Stock 3318 3319 D Stock Option (Right to Buy) 21.6697 2005-07-06 4 M 0 8845 0 D 2005-06-03 2014-06-02 Common Stock 8845 26538 D Stock Option (Right to Buy) 13.7335 2005-07-07 4 M 0 3340 0 D 2002-01-05 2010-01-04 Common Stock 3340 23197 D Stock Option (Right to Buy) 11.8346 2005-07-07 4 M 0 10572 0 D 2002-03-07 2010-03-06 Common Stock 10572 0 D Stock Option (Right to Buy) 18.3702 2005-07-08 4 M 0 13403 0 D 2001-03-09 2009-03-08 Common Stock 13403 0 D Stock Option (Right to Buy) 13.7335 2005-07-08 4 M 0 23197 0 D 2002-01-05 2010-01-04 Common Stock 23197 0 D The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. One-fourth of these options became exercisable on March 13 of each of the years 2002 through 2005. One-half of these options became exercisable on July 24 of each of the years 2003 and 2004. One-half of these options became exercisable on March 13 of each of the years 2004 and 2005. One-third of these options became exercisable on March 7 of each of the years 2002 through 2004. Of these options, 2,830 became exercisable on March 9, 2001 and the balance became exercisable in equal installments on March 9 of each of the years 2002 and 2003. Of these options, 5,505 became exercisable on January 5, 2002 and the balance became exercisable in equal installments on January 5 of each of the years 2003 and 2004. /s/ Mary Ellen Keating 2005-07-08 -----END PRIVACY-ENHANCED MESSAGE-----