-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ROl7Y3guJagZ8M1O5D0srITNukC1ciy7VKZX0Ob/sVPsgnkkqpVuBH4bn3z8oa5v 61SyfHMr0XGVkXo+FIIgQQ== 0000950138-05-000183.txt : 20050217 0000950138-05-000183.hdr.sgml : 20050217 20050217184418 ACCESSION NUMBER: 0000950138-05-000183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050215 FILED AS OF DATE: 20050217 DATE AS OF CHANGE: 20050217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLIPPER MITCHELL S CENTRAL INDEX KEY: 0001038859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 05625318 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 feb15klipper-4_ex.xml X0202 4 2005-02-15 0 0000890491 BARNES & NOBLE INC BKS 0001038859 KLIPPER MITCHELL S C/O BARNES & NOBLE INC. 122 FIFTH AVENUE NEW YORK NY 10011 0 1 0 0 Chief Operating Officer Common Stock 2005-02-15 4 M 0 19744 10.5982 A 19744 D Common Stock 2005-02-15 4 M 0 20358 12.3204 A 40102 D Common Stock 2005-02-15 4 M 0 21654 12.0996 A 61756 D Common Stock 2005-02-15 4 M 0 23494 11.8346 A 85250 D Common Stock 2005-02-15 4 M 0 114750 13.2265 A 200000 D Common Stock 2005-02-15 4 S 0 100 34.27 D 199900 D Common Stock 2005-02-15 4 S 0 11300 34.23 D 188600 D Common Stock 2005-02-15 4 S 0 700 34.22 D 187900 D Common Stock 2005-02-15 4 S 0 800 34.21 D 187100 D Common Stock 2005-02-15 4 S 0 400 34.20 D 186700 D Common Stock 2005-02-15 4 S 0 8900 34.19 D 177800 D Common Stock 2005-02-15 4 S 0 2000 34.18 D 175800 D Common Stock 2005-02-15 4 S 0 4000 34.17 D 171800 D Common Stock 2005-02-15 4 S 0 1900 34.16 D 169900 D Common Stock 2005-02-15 4 S 0 49300 34.15 D 120600 D Common Stock 2005-02-15 4 S 0 4700 34.14 D 115900 D Common Stock 2005-02-15 4 S 0 7400 34.13 D 108500 D Common Stock 2005-02-15 4 S 0 500 34.12 D 108000 D Common Stock 2005-02-15 4 S 0 300 34.11 D 107700 D Common Stock 2005-02-15 4 S 0 30000 34.10 D 77700 D Common Stock 2005-02-15 4 S 0 4100 34.09 D 73600 D Common Stock 2005-02-15 4 S 0 4800 34.08 D 68800 D Common Stock 2005-02-15 4 S 0 3800 34.07 D 65000 D Common Stock 2005-02-15 4 S 0 1200 34.05 D 63800 D Common Stock 2005-02-15 4 S 0 1000 34.04 D 62800 D Common Stock 2005-02-15 4 S 0 800 34.03 D 62000 D Common Stock 2005-02-15 4 S 0 1500 34.02 D 60500 D Common Stock 2005-02-15 4 S 0 7000 34.01 D 53500 D Common Stock 2005-02-15 4 S 0 53500 34.00 D 0 D Stock Option (Right to Buy) 10.5982 2005-02-15 4 M 0 19744 0 D 1996-04-04 2005-04-04 Common Stock 19744 0 D Stock Option (Right to Buy) 12.3204 2005-02-15 4 M 0 20358 0 D 1997-05-31 2006-05-31 Common Stock 20358 0 D Stock Option (Right to Buy) 12.0996 2005-02-15 4 M 0 21654 0 D 1998-04-03 2007-04-02 Common Stock 21654 0 D Stock Option (Right to Buy) 11.8346 2005-02-15 4 M 0 23494 0 D 2001-03-07 2010-03-06 Common Stock 23494 0 D Stock Option (Right to Buy) 13.2265 2005-02-15 4 M 0 114750 0 D 2003-02-18 2012-07-23 Common Stock 114750 486770 D These options were granted on April 4, 1995. The number of shares and the related exercise price have been adjusted to reflect the Issuer's (i) two-for-one stock split effected on September 22, 1997 and (ii) spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. One-third of these options became exercisable on April 4 of each of the years 1996 through 1998. These options were granted on May 31, 1996. The number of shares and the related exercise price have been adjusted to reflect the Issuer's (i) two-for-one stock split effected on September 22, 1997 and (ii) spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. One-third of these options became exercisable on May 31 of each of the years 1997 through 1999. These options were granted on April 3, 1997. The number of shares and the related exercise price have been adjusted to reflect the Issuer's (i) two-for-one stock split effected on September 22, 1997 and (ii) spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. One-fourth of these options became exercisable on April 3 of each of these years 1998 through 2001. These options were granted on March 7, 2000. The number of shares and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. One-fourth of these options became exercisable on March 7 of each of the years 2001 through 2004. These options were granted on July 24, 2002. The number of shares and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number. /s/ Mitchell S. Klipper 2005-02-17 -----END PRIVACY-ENHANCED MESSAGE-----