-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W1BSBosA/RdnVakXZV/ycsH5y7lKKTo75gaibN7kt/cSykBZ+Q0EAx+ChTWNIfeN 28JmCKM2kj0yN/DxBGUMNA== 0000950138-04-000624.txt : 20041007 0000950138-04-000624.hdr.sgml : 20041007 20041007162149 ACCESSION NUMBER: 0000950138-04-000624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010921 FILED AS OF DATE: 20041007 DATE AS OF CHANGE: 20041007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGGIO LEONARD CENTRAL INDEX KEY: 0000927587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 041070486 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE STREET 2: C/O BARNES & NOBLE INC CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 sept30lriggio-4_ex.xml /BN(NEW)/2004/SEPT30LRIGGIO-4 X0202 4 2001-09-21 0 0000890491 BARNES & NOBLE INC BKS 0000927587 RIGGIO LEONARD 122 FIFTH AVE C/O BARNES & NOBLE INC NEW YORK NY 10011 1 1 1 0 Chairman of the Board Common Stock 2001-09-21 4 S 0 288102 34.71 D 11643843 D Common Stock 2004-06-30 5 G 0 100000 0 D 11543843 D The Reporting Person contributed common stock of Barnes & Noble, Inc. ("B&N") to an exchange fund in exchange for shares of the exchange fund. The B&N common stock was valued at $34.71 per share, the closing price on the day immediately preceding the date of the transaction, for the purpose of determining the number of units of the exchange fund issuable to the Reporting Person. As of the date of this filing, the Reporting Person beneficially owns 11,543,843 shares. Of these shares (i) 2,652,334 shares are owned indirectly through Barnes & Noble College Booksellers, Inc., a New York corporation of which all of the currently outstanding voting securities are owned by the Reporting Person, and (ii) 712,473 shares are owned indirectly in a rabbi trust for the benefit of the Reporting Person. /s/ Leonard Riggio 2004-10-07 -----END PRIVACY-ENHANCED MESSAGE-----