-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EocMBaHpMtweBjmDpPpH5KMwoRHfejw9BlzgVHoqZvs5pvI/N8Jl7M9js46zyjTo /UyXGRkBl1+TFvnaynImyA== 0000950138-03-000679.txt : 20031210 0000950138-03-000679.hdr.sgml : 20031210 20031210161021 ACCESSION NUMBER: 0000950138-03-000679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031208 FILED AS OF DATE: 20031210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MICHELLE L CENTRAL INDEX KEY: 0001175538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 031047504 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 dec10_smith-4ex.xml X0201 4 2003-12-08 0 0000890491 BARNES & NOBLE INC BKS 0001175538 SMITH MICHELLE L C/O BARNES & NOBLE INC 122 FIFTH AVE NEW YORK NY 10011 0 1 0 0 Vice President-Human Resources Common Stock 2003-12-08 4 M 0 2000 16.75 A 2000 D Common Stock 2003-12-08 4 S 0 1000 31.79 D 1000 D Common Stock 2003-12-08 4 S 0 1000 31.795 D 0 D Common Stock 2003-12-09 4 M 0 1155 16.75 A 1155 D Common Stock 2003-12-09 4 M 0 845 18.72 A 2000 D Common Stock 2003-12-09 4 S 0 1000 32.19 D 1000 D Common Stock 2003-12-09 4 S 0 1000 31.83 D 0 D Stock Option (Right to Buy) 16.75 2003-12-08 4 M 0 2000 0 D 2002-03-07 2010-03-06 Common Stock 2000 33478 D Stock Option (Right to Buy) 16.75 2003-12-09 4 M 0 1155 0 D 2003-03-07 2010-03-06 Common Stock 1155 32323 D Stock Option (Right to Buy) 18.72 2003-12-09 4 M 0 845 0 D 2003-07-24 2012-07-23 Common Stock 845 31478 D Of these, options with respect to 1,577 shares vested on March 7, 2002 and the balance vested on March 7, 2003. Represents the total number of stock options (right to buy) beneficially owned by the Reporting Person with respect to the Issuer's Common Stock. /s/ Michelle L. Smith 2003-12-10 -----END PRIVACY-ENHANCED MESSAGE-----