-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MgD2G5b0dRuS5eDvzIqxDwfLTuds61iEycAU0Nwrtf3WPakINo36hBvV/q0QxclQ jV3BNSnaiKW6sDCaYn6HAA== 0000950138-03-000500.txt : 20030912 0000950138-03-000500.hdr.sgml : 20030912 20030912170227 ACCESSION NUMBER: 0000950138-03-000500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030910 FILED AS OF DATE: 20030912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLIPPER MITCHELL S CENTRAL INDEX KEY: 0001038859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 03894411 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 sept10_klipper-4ex.xml X0201 4 2003-09-10 0 0000890491 BARNES & NOBLE INC BKS 0001038859 KLIPPER MITCHELL S C/O BARNES & NOBLE INC 122 FIFTH AVE NEW YORK NY 10011 0 1 0 0 Chief Operating Officer Common Stock 2003-09-10 4 M 0 69016 13.50 A 69016 D Common Stock 2003-09-10 4 S 0 2300 25.84 D 66716 D Common Stock 2003-09-10 4 S 0 2900 25.83 D 63816 D Common Stock 2003-09-10 4 S 0 5500 25.82 D 58316 D Common Stock 2003-09-10 4 S 0 2000 25.81 D 56316 D Common Stock 2003-09-10 4 S 0 10800 25.80 D 45516 D Common Stock 2003-09-10 4 S 0 2400 25.79 D 43116 D Common Stock 2003-09-10 4 S 0 1400 25.78 D 41716 D Common Stock 2003-09-10 4 S 0 800 25.77 D 40916 D Common Stock 2003-09-10 4 S 0 1516 25.76 D 39400 D Common Stock 2003-09-10 4 S 0 39400 25.75 D 0 D Stock Option (Right to Buy) 13.50 2003-09-10 4 M 0 69016 0 D 1996-04-01 2003-09-28 Common Stock 69016 1508771 D The transactions reported herein reflect the exercise of options, and the concurrent sale of the underlying stock, held by the Reporting Person for approximately ten years and expiring in approximately two weeks. These options originally related to one-half the number of shares at twice the exercise price, and were reported as such. The number of shares acquired and the related exercise price set forth above result from the two-for-one stock split effected by the Issuer on September 22, 1997. Represents the total number of stock options (right to buy) beneficially owned by the Reporting Person with respect to the Issuer's Common Stock. /s/ Mitchell S. Klipper 2003-09-12 -----END PRIVACY-ENHANCED MESSAGE-----