-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKccM0nh3uAFQEnC/FphfBCGCqn+KK6a/WXyAISShGbsJkV5UCUGeP4afTl8PMB1 Jtfh0S3XmZsElA3mfB3Z6A== 0000950138-03-000493.txt : 20030910 0000950138-03-000493.hdr.sgml : 20030910 20030910200939 ACCESSION NUMBER: 0000950138-03-000493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030908 FILED AS OF DATE: 20030910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGGIO STEPHEN CENTRAL INDEX KEY: 0001038850 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 03890825 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 riggio1-30_ex.xml X0201 4 2003-09-08 0 0000890491 BARNES & NOBLE INC BKS 0001038850 RIGGIO STEPHEN C/O BARNES & NOBLE INC 122 FIFTH AVE NEW YORK NY 10011 1 1 0 0 Vice Chairman / CEO Common Stock 2003-09-08 4 M 0 137950 10.125 A 137950 D Common Stock 2003-09-08 4 S 0 300 26.43 D 137650 D Common Stock 2003-09-08 4 S 0 100 26.40 D 137550 D Common Stock 2003-09-08 4 S 0 1200 26.37 D 136350 D Common Stock 2003-09-08 4 S 0 1100 26.36 D 135250 D Common Stock 2003-09-08 4 S 0 3600 26.35 D 131650 D Common Stock 2003-09-08 4 S 0 5600 26.34 D 126050 D Common Stock 2003-09-08 4 S 0 6400 26.33 D 119650 D Common Stock 2003-09-08 4 S 0 1300 26.32 D 118350 D Common Stock 2003-09-08 4 S 0 600 26.31 D 117750 D Common Stock 2003-09-08 4 S 0 13100 26.30 D 104650 D Common Stock 2003-09-08 4 S 0 6050 26.29 D 98600 D Common Stock 2003-09-08 4 S 0 1700 26.28 D 96900 D Common Stock 2003-09-08 4 S 0 3100 26.27 D 93800 D Common Stock 2003-09-08 4 S 0 2500 26.26 D 91300 D Common Stock 2003-09-08 4 S 0 10000 26.25 D 81300 D Common Stock 2003-09-08 4 S 0 200 26.23 D 81100 D Common Stock 2003-09-08 4 S 0 400 26.22 D 80700 D Common Stock 2003-09-08 4 S 0 5300 26.20 D 75400 D Common Stock 2003-09-08 4 S 0 200 26.19 D 75200 D Common Stock 2003-09-08 4 S 0 200 26.18 D 75000 D Common Stock 2003-09-08 4 S 0 9700 26.17 D 65300 D Common Stock 2003-09-08 4 S 0 2000 26.16 D 63300 D Common Stock 2003-09-08 4 S 0 17300 26.15 D 46000 D Common Stock 2003-09-08 4 S 0 1000 26.14 D 45000 D Common Stock 2003-09-08 4 S 0 1500 26.13 D 43500 D Common Stock 2003-09-08 4 S 0 3700 26.12 D 39800 D Common Stock 2003-09-08 4 S 0 2700 26.11 D 37100 D Common Stock 2003-09-08 4 S 0 2800 26.10 D 34300 D Common Stock 2003-09-08 4 S 0 300 26.09 D 34000 D Stock Option (Right to Buy) 10.125 2003-09-08 4 M 0 137950 0 D 1996-07-15 2003-09-28 Common Stock 137950 2334755 D The transactions reported herein reflect the exercise of options, and the concurrent sale of the underlying stock, held by the Reporting Person for approximately ten years and expiring in approximately one month. These options originally related to one-half the number of shares at twice the exercise price, and were reported as such. The number of shares acquired and the related exercise price set forth above result from the two-for-one stock split effected by the Issuer on September 22, 1997. Represents the total number of stock options (right to buy) beneficially owned by the Reporting Person with respect to the Issuer's Common Stock. /s/ Stephen Riggio 2003-09-10 -----END PRIVACY-ENHANCED MESSAGE-----