-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNzs+JPLX+zPj4D7geAc7rql8/5J0fZtYAR1qW3S2c+OCwNvYjapVW+yU/JUdJx6 6blMoZh9NA3h5M6/Hoj8FQ== 0000950138-03-000477.txt : 20030829 0000950138-03-000477.hdr.sgml : 20030829 20030829152744 ACCESSION NUMBER: 0000950138-03-000477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030827 FILED AS OF DATE: 20030829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLIPPER MITCHELL S CENTRAL INDEX KEY: 0001038859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 03874162 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 aug29klipper-4_ex.xml X0201 4 2003-08-27 0 0000890491 BARNES & NOBLE INC BKS 0001038859 KLIPPER MITCHELL S C/O BARNES & NOBLE INC 122 FIFTH AVE NEW YORK NY 10011 0 1 0 0 Chief Operating Officer Common Stock 2003-08-27 4 M 0 365900 13.50 A 365900 D Common Stock 2003-08-27 4 S 0 40300 24.85 D 325600 D Common Stock 2003-08-27 4 S 0 1800 24.86 D 323800 D Common Stock 2003-08-27 4 S 0 1700 24.87 D 322100 D Common Stock 2003-08-27 4 S 0 3200 24.88 D 318900 D Common Stock 2003-08-27 4 S 0 2300 24.89 D 316600 D Common Stock 2003-08-27 4 S 0 70600 24.90 D 246000 D Common Stock 2003-08-27 4 S 0 6400 24.91 D 239600 D Common Stock 2003-08-27 4 S 0 11300 24.92 D 228300 D Common Stock 2003-08-27 4 S 0 55200 24.93 D 173100 D Common Stock 2003-08-27 4 S 0 31000 24.94 D 142100 D Common Stock 2003-08-27 4 S 0 55800 24.95 D 86300 D Common Stock 2003-08-27 4 S 0 6200 24.96 D 80100 D Common Stock 2003-08-27 4 S 0 6100 24.97 D 74000 D Common Stock 2003-08-27 4 S 0 4300 24.99 D 69700 D Common Stock 2003-08-27 4 S 0 8700 25.00 D 61000 D Common Stock 2003-08-27 4 S 0 4200 25.03 D 56800 D Common Stock 2003-08-27 4 S 0 4600 25.04 D 52200 D Common Stock 2003-08-27 4 S 0 600 25.10 D 51600 D Common Stock 2003-08-27 4 S 0 12400 25.11 D 39200 D Common Stock 2003-08-27 4 S 0 7600 25.12 D 31600 D Common Stock 2003-08-27 4 S 0 3300 25.14 D 28300 D Common Stock 2003-08-27 4 S 0 2700 25.15 D 25600 D Common Stock 2003-08-27 4 S 0 3100 25.16 D 22500 D Common Stock 2003-08-27 4 S 0 3600 25.17 D 18900 D Common Stock 2003-08-27 4 S 0 200 25.18 D 18700 D Common Stock 2003-08-27 4 S 0 1600 25.19 D 17100 D Common Stock 2003-08-27 4 S 0 400 25.20 D 16700 D Common Stock 2003-08-27 4 S 0 900 25.25 D 15800 D Common Stock 2003-08-27 4 S 0 400 25.26 D 15400 D Stock Option (Right to Buy) 13.50 2003-08-27 4 M 0 365900 0 A 1994-04-01 2003-09-28 Common Stock 365900 1652787 D The transactions reported herein reflect the exercise of options, and the concurrent sale of the underlying stock, held by the Reporting Person for approximately ten years and expiring in approximately one month. These options originally related to one-half the number of shares at twice the exercise price, and were reported as such. The number of shares acquired and the related exercise price set forth above result from the two-for-one stock split effected by the Issuer on September 22, 1997. Of these, options with respect to 164,039 shares vested on April 1, 1994 and the balance vested on April 1, 1995. Represents the total number of stock options (right to buy) beneficially owned by the Reporting Person with respect to the Issuer's Common Stock. /s/ Mitchell S. Klipper 2003-08-29 -----END PRIVACY-ENHANCED MESSAGE-----