0001193125-18-179740.txt : 20180531 0001193125-18-179740.hdr.sgml : 20180531 20180531104355 ACCESSION NUMBER: 0001193125-18-179740 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20171231 1.02 20171231 FILED AS OF DATE: 20180531 DATE AS OF CHANGE: 20180531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MoSys, Inc. CENTRAL INDEX KEY: 0000890394 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770291941 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 000-32929 FILM NUMBER: 18870389 BUSINESS ADDRESS: STREET 1: 2309 BERING DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408 418 7500 MAIL ADDRESS: STREET 1: 2309 BERING DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: MONOLITHIC SYSTEM TECHNOLOGY INC DATE OF NAME CHANGE: 19960613 SD 1 d595629dsd.htm FORM SD Form SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form SD

 

 

Specialized Disclosure Report

 

 

MoSys, Inc.

(Exact name of registrant as specified in its charter)

 

 

000-32929

(Commission File Number)

 

Delaware   77-0291941

(State or other jurisdiction

of incorporation)

 

(I.R.S. Employer

Identification No.)

2309 Bering Drive

San Jose, California 95131

(Address of principal executive offices, with zip code)

(408) 418-7500

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

  Rule 13p-1 under the Securities Act (17 CFR 240.13p-1) for the reporting period from January 1, 2017 to December 31, 2017.

 

 

 

 


Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

This Form SD and a copy of the Conflict Minerals Report for MoSys, Inc., filed as Exhibit 1.02 hereto, are available on the MoSys, Inc. website, www.mosys.com, under the company section, under the heading “Conflict Minerals Disclosure.”

 

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

Section 2 – Exhibits

 

Item 2.01 Exhibits

 

Exhibit 1.01    Conflict Minerals Report for MoSys, Inc.

 

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

MOSYS, INC.        
Date: May 31, 2018     By:   /s/ James W. Sullivan  
     

James W. Sullivan

Vice President of Finance and Chief Financial Officer

 

 

 

3

EX-1.01 2 d595629dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

MoSys, Inc.

Conflict Minerals Report

For the year ended December 31, 2017

This is the Conflict Minerals Report of MoSys, Inc. (MoSys or the Company) for calendar year 2017 in accordance with Rule 13p-1 (Rule 13p-1) under the Securities Exchange Act of 1934. Rule 13p-1 was adopted by the Securities and Exchange Commission to implement reporting and disclosure requirements related to Conflict Minerals, as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Conflict Minerals are defined as columbite-tantalite (coltan), cassiterite, gold, and wolframite, including their derivatives, which are limited to tin, gold, tantalum and tungsten, that originate in the Democratic Republic of the Congo or an adjoining country (collectively, the Covered Countries).

MoSys is a provider of integrated circuits used by communications, networking and storage equipment manufacturers. As a fabless semiconductor company, MoSys does not purchase directly from smelters or refineries and must rely upon its manufacturing subcontractors to: i) identify whether 3TG minerals are used in the manufacture of MoSys’ products, ii) identify the sources of 3TG used in the manufacture of MoSys products and iii) declare whether any of the 3TG minerals used is a Conflict Mineral. MoSys has determined that at least one or more of the 3TG is necessary to produce one or more MoSys integrated circuit products. In particular, the Company believes some material used by its foundry to produce the silicon wafers for one or more products contains at least one of the 3TG.

The Company has conducted a good faith reasonable country of origin inquiry regarding the 3TG contained in its products, which inquiry was designed to determine (a) whether any of the 3TG contained in its products originated in the Covered Countries and (b) whether any of the 3TG are from recycled or scrap sources. The Company also exercised due diligence on the chain of custody and source of the 3TG.

MoSys’ due diligence measures were based on the Electronic Industry Citizenship Coalition and Global e-Sustainability (EICC/GeSI) initiative with the smelters and refiners of conflict minerals that provide 3TG to the Company’s suppliers. MoSys’ due diligence measures were comprised of:

 

    Conducting a supply-chain survey with direct suppliers of materials containing 3TG using the EICC/GeSI Conflict Minerals Reporting Template to identify the smelters and refiners;

 

    Comparing the smelters and refiners identified in the supply-chain survey against the list of smelter facilities which have been identified as “conflict-free” by programs such as the EICC/GeSI Conflict Free Smelter (CFS) program for 3TG; and

 

    Reviewing direct suppliers’ conflict minerals policies to ensure that they are encouraging their suppliers to not source from refiners, smelters and other suppliers that may use Conflict Minerals.

Because some of the information provided by MoSys suppliers is incomplete and not all smelters have been identified under the CFS program as conflict-free, MoSys is unable to determine if its products are entirely conflict-free; however, the Company does not have any information indicating that any of the 3TG used by MoSys’ manufacturing subcontractors are Conflict Minerals.

Based on the information provided by the Company’s suppliers and obtained through the due diligence process, set forth below is a list of CFS program-certified conflict-free facilities identified by the Company’s supply chain thus far:

 

Mineral

  

Smelter or Refiner Facility Name

  

Smelter ID

Gold    Heraeus Metals Hong Kong Ltd.    CID000707
Gold    Tanaka Kikinzoku Kogyo K.K.    CID001875
Gold    Advanced Chemical Company    CID000015
Gold    Aida Chemical Industries Co., Ltd.    CID000019
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    CID000035
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    CID000041
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    CID000058
Gold    Argor-Heraeus S.A.    CID000077
Gold    Asahi Pretec Corp.    CID000082
Gold    Asaka Riken Co., Ltd.    CID000090
Gold    Aurubis AG    CID000113
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    CID000128
Gold    Boliden AB    CID000157
Gold    C. Hafner GmbH + Co. KG    CID000176
Gold    CCR Refinery—Glencore Canada Corporation    CID000185
Gold    Chimet S.p.A.    CID000233
Gold    Daejin Indus Co., Ltd.    CID000328
Gold    DSC (Do Sung Corporation)    CID000359
Gold    DODUCO Contacts and Refining GmbH    CID000362
Gold    Dowa    CID000401


Mineral

  

Smelter or Refiner Facility Name

  

Smelter ID

Gold    Eco-System Recycling Co., Ltd.    CID000425
Gold    OJSC Novosibirsk Refinery    CID000493
Gold    Heimerle + Meule GmbH    CID000694
Gold    Heraeus Ltd. Hong Kong    CID000707
Gold    Heraeus Precious Metals GmbH & Co. KG    CID000711
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CID000801
Gold    Ishifuku Metal Industry Co., Ltd.    CID000807
Gold    Istanbul Gold Refinery    CID000814
Gold    Japan Mint    CID000823
Gold    Jiangxi Copper Co., Ltd.    CID000855
Gold    Asahi Refining USA Inc.    CID000920
Gold    Asahi Refining Canada Ltd.    CID000924
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    CID000927
Gold    JSC Uralelectromed    CID000929
Gold    JX Nippon Mining & Metals Co., Ltd.    CID000937
Gold    Kazzinc    CID000957
Gold    Kennecott Utah Copper LLC    CID000969
Gold    Kojima Chemicals Co., Ltd.    CID000981
Gold    Kyrgyzaltyn JSC    CID001029
Gold    LS-NIKKO Copper Inc.    CID001078
Gold    Materion    CID001113
Gold    Matsuda Sangyo Co., Ltd.    CID001119
Gold    Metalor Technologies (Suzhou) Ltd.    CID001147
Gold    Metalor Technologies (Hong Kong) Ltd.    CID001149
Gold    Metalor Technologies (Singapore) Pte., Ltd.    CID001152
Gold    Metalor Switzerland    CID001153
Gold    Metalor USA Refining Corporation    CID001157
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    CID001161
Gold    Mitsubishi Materials Corporation    CID001188
Gold    Mitsui Mining and Smelting Co., Ltd.    CID001193
Gold    Moscow Special Alloys Processing Plant    CID001204
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    CID001220
Gold    Nihon Material Co., Ltd.    CID001259
Gold    Ohura Precious Metal Industry Co., Ltd.    CID001325
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    CID001326
Gold    PAMP S.A.    CID001352
Gold    Prioksky Plant of Non-Ferrous Metals    CID001386
Gold    PT Aneka Tambang (Persero) Tbk    CID001397
Gold    PX Precinox S.A.    CID001498
Gold    Rand Refinery (Pty) Ltd.    CID001512
Gold    Royal Canadian Mint    CID001534
Gold    Samduck Precious Metals    CID001555
Gold    SEMPSA Joyeria Plateria S.A.    CID001585
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CID001622
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CID001736
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    CID001756
Gold    Solar Applied Materials Technology Corp.    CID001761
Gold    Sumitomo Metal Mining Co., Ltd.    CID001798
Gold    Tanaka Kikinzoku Kogyo K.K    CID001875
Gold    China’s Shandong Gold Mining Co., Ltd    CID001916
Gold    Tokuriki Honten Co., Ltd.    CID001938
Gold    Torecom    CID001955
Gold    Umicore Brasil Ltda.    CID001977
Gold    Umicore Precious Metals Refining Hoboken    CID001980
Gold    United Precious Metal Refining, Inc.    CID001993
Gold    Valcambi S.A.    CID002003
Gold    Western Australian Mint (T/a The Perth Mint)    CID002030
Gold    Yamakin Co., Ltd.    CID002100
Gold    Yokohama Metal Co., Ltd.    CID002129
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CID002224
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CID002243
Gold    Umicore Precious Metals Thailand    CID002314


Mineral

  

Smelter or Refiner Facility Name

  

Smelter ID

Gold    Geib Refining Corporation    CID002459
Gold    MMTC-PAMP India Pvt., Ltd.    CID002509
Gold    Republic Metals Corporation    CID002510
Gold    Singway Technology Co., Ltd.    CID002516
Gold    Al Etihad Gold LLC    CID002560
Gold    Emirates Gold DMCC    CID002561
Gold    T.C.A S.p.A    CID002580
Gold    Korea Zinc Co., Ltd.    CID002605
Gold    SAXONIA Edelmetalle GmbH    CID002777
Gold    WIELAND Edelmetalle GmbH    CID002778
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    CID002779
Gold    AU Traders and Refiners    CID002850
Tantalum    F&X Electro-Materials Ltd.    CID000460
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CID001277
Tantalum    Ulba Metallurgical Plant JSC    CID001969
Tantalum    H.C. Starck Co., Ltd.    CID002544
Tantalum    H.C. Starck Tantalum and Niobium GmbH    CID002545
Tantalum    H.C. Starck Hermsdorf GmbH    CID002547
Tantalum    H.C. Starck Inc.    CID002548
Tantalum    H.C. Starck Ltd.    CID002549
Tantalum    H.C. Starck Smelting GmbH & Co. KG    CID002550
Tantalum    Global Advanced Metals Boyertown    CID002557
Tantalum    Global Advanced Metals Aizu    CID002558
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CID001277
Tantalum    Ulba    CID001969
Tantalum    H.C. Starck Co., Ltd.    CID002544
Tantalum    H.C. Starck GmbH Goslar    CID002545
Tantalum    H.C. Starck Hermsdorf GmbH    CID002547
Tantalum    H.C. Starck Inc.    CID002548
Tantalum    H.C. Starck Ltd.    CID002549
Tantalum    H.C. Starck Smelting GmbH & Co.KG    CID002550
Tantalum    Global Advanced Metals Boyertown    CID002557
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CID000211
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    CID000291
Tantalum    Exotech Inc.    CID000456
Tantalum    F&X Electro-Materials Ltd.    CID000460
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CID000616
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CID000914
Tantalum    Jiujiang Nonferrous Metals Smelting Company Limited    CID000917
Tantalum    LSM Brasil S.A.    CID001076
Tantalum    Metallurgical Products India Pvt., Ltd.    CID001163
Tantalum    Mineracao Taboca S.A.    CID001175
Tantalum    Mitsui Mining and Smelting Co., Ltd.    CID001192
Tantalum    NPM Silmet AS    CID001200
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CID001277
Tantalum    QuantumClean    CID001508
Tantalum    RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co. Ltd.    CID001522
Tantalum    Solikamsk Magnesium Works OAO    CID001769
Tantalum    Taki Chemical Co., Ltd.    CID001869
Tantalum    Telex Metals    CID001891
Tantalum    Ulba Metallurgical Plant JSC    CID001969
Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    CID002307
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CID002492
Tantalum    D Block Metals, LLC    CID002504
Tantalum    FIR Metals & Resource Ltd.    CID002505
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CID002506
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CID002508
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CID002512
Tantalum    KEMET Blue Metals    CID002539
Tantalum    H.C. Starck Co., Ltd.    CID002544
Tantalum    H.C. Starck Tantalum and Niobium GmbH    CID002545
Tantalum    H.C. Starck Hermsdorf GmbH    CID002547


Mineral

  

Smelter or Refiner Facility Name

  

Smelter ID

Tantalum    H.C. Starck Inc.    CID002548
Tantalum    H.C. Starck Ltd.    CID002549
Tantalum    H.C. Starck Smelting GmbH & Co. KG    CID002550
Tantalum    Global Advanced Metals Boyertown    CID002557
Tantalum    Global Advanced Metals Aizu    CID002558
Tantalum    KEMET Blue Powder    CID002568
Tantalum    Jiangxi Tuohong New Raw Material    CID002842
Tantalum    Power Resources Ltd.    CID002847
Tin    CV United Smelting    CID000315
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CID000538
Tin    Malaysia Smelting Corporation (MSC)    CID001105
Tin    Mineracao Taboca S.A.    CID001173
Tin    Minsur    CID001182
Tin    Mitsubishi Materials Corporation    CID001191
Tin    Operaciones Metalurgical S.A.    CID001337
Tin    PT Bukit Timah    CID001428
Tin    PT Stanindo Inti Perkasa    CID001468
Tin    PT Timah (Persero) Tbk Kundur    CID001477
Tin    PT Timah (Persero) Tbk Mentok    CID001482
Tin    Thaisarco    CID001898
Tin    O.M. Manufacturing Philippines, Inc.    CID002517
Tin    Metallo-Chimique N.V.    CID002773
Tin    EM Vinto    CID000438
Tin    Fenix Metals    CID000468
Tin    PT Bangka Tin Industry    CID001419
Tin    PT Belitung Industri Sejahtera    CID001421
Tin    PT Bukit Timah    CID001428
Tin    PT Eunindo Usaha Mandiri    CID001438
Tin    PT Mitra Stania Prima    CID001453
Tin    PT Refined Bangka Tin    CID001460
Tin    PT Sariwiguna Binasentosa    CID001463
Tin    PT Stanindo Inti Perkasa    CID001468
Tin    PT Timah (Persero) Tbk Kundur    CID001477
Tin    PT Timah    CID001482
Tin    PT Tinindo Inter Nusa    CID001490
Tin    Thaisarco    CID001898
Tin    White Solder Metalurgia e Mineração Ltda.    CID002036
Tin    Yunnan Tin Company, Ltd.    CID002180
Tin    PT Inti Stania Prima    CID002530
Tin    Metallo-Chimique N.V.    CID002773
Tin    CV United Smelting    CID000315
Tin    Malaysia Smelting Corporation (MSC)    CID001105
Tin    Mineracao Taboca S.A.    CID001173
Tin    Minsur    CID001182
Tin    Mitsubishi Materials Corporation    CID001191
Tin    Operaciones Metalurgical S.A.    CID001337
Tin    PT Bukit Timah    CID001428
Tin    PT Stanindo Inti Perkasa    CID001468
Tin    PT Timah (Persero) Tbk Kundur    CID001477
Tin    PT Timah (Persero) Tbk Mentok    CID001482
Tin    Thaisarco    CID001898
Tin    Metallo-Chimique N.V.    CID002773
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CID000228
Tin    Jiangxi Ketai Advanced Material Co., Ltd.    CID000244
Tin    Alpha    CID000292
Tin    CV Gita Pesona    CID000306
Tin    PT Aries Kencana Sejahtera    CID000309
Tin    CV Serumpun Sebalai    CID000313
Tin    CV United Smelting    CID000315
Tin    Dowa    CID000402
Tin    EM Vinto    CID000438
Tin    Fenix Metals    CID000468


Mineral

  

Smelter or Refiner Facility Name

  

Smelter ID

Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CID000538
Tin    Huichang Jinshunda Tin Co., Ltd.    CID000760
Tin    Gejiu Kai Meng Industry and Trade LLC    CID000942
Tin    China Tin Group Co., Ltd.    CID001070
Tin    Malaysia Smelting Corporation (MSC)    CID001105
Tin    Metallic Resources, Inc.    CID001142
Tin    Mineracao Taboca S.A.    CID001173
Tin    Minsur    CID001182
Tin    Mitsubishi Materials Corporation    CID001191
Tin    Nankang Nanshan Tin Manufactory Co., Ltd.    CID001231
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    CID001314
Tin    OMSA    CID001337
Tin    PT Artha Cipta Langgeng    CID001399
Tin    PT Babel Inti Perkasa    CID001402
Tin    PT Bangka Tin Industry    CID001419
Tin    PT Belitung Industri Sejahtera    CID001421
Tin    Brand IMLI    CID001428
Tin    PT DS Jaya Abadi    CID001434
Tin    PT Eunindo Usaha Mandiri    CID001438
Tin    PT Karimun Mining    CID001448
Tin    PT Mitra Stania Prima    CID001453
Tin    PT Panca Mega Persada    CID001457
Tin    PT Prima Timah Utama    CID001458
Tin    Brand RBT    CID001460
Tin    PT Sariwiguna Binasentosa    CID001463
Tin    PT Stanindo Inti Perkasa    CID001468
Tin    PT Sumber Jaya Indah    CID001471
Tin    Kundur Smelter    CID001477
Tin    INDONESIAN STATE TIN CORPORATION MENTOK SMELTER    CID001482
Tin    PT Tinindo Inter Nusa    CID001490
Tin    PT Tommy Utama    CID001493
Tin    Rui Da Hung    CID001539
Tin    Soft Metais Ltda.    CID001758
Tin    Thailand Smelting & Refining Co Ltd    CID001898
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CID001908
Tin    White Solder Metalurgia e Mineracao Ltda.    CID002036
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CID002158
Tin    China Yunnan Tin Co Ltd.    CID002180
Tin    CV Venus Inti Perkasa    CID002455
Tin    Magnu’s Minerais Metais e Ligas Ltda.    CID002468
Tin    Melt Metais e Ligas S.A.    CID002500
Tin    PT ATD Makmur Mandiri Jaya    CID002503
Tin    O.M. Manufacturing Philippines, Inc.    CID002517
Tin    PT Inti Stania Prima    CID002530
Tin    CV Ayi Jaya    CID002570
Tin    CV Dua Sekawan    CID002592
Tin    CV Tiga Sekawan    CID002593
Tin    Resind Industria e Comercio Ltda.    CID002706
Tin    Metallo Belgium N.V.    CID002773
Tin    Metallo Spain S.L.U.    CID002774
Tin    PT Bangka Prima Tin    CID002776
Tin    PT Sukses Inti Makmur    CID002816
Tin    PT Kijang Jaya Mandiri    CID002829
Tin    PT Menara Cipta Mulia    CID002835
Tin    HuiChang Hill Tin Industry Co., Ltd.    CID002844
Tin    Gejiu Fengming Metallurgy Chemical Plant    CID002848
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CID002849
Tin    Gejiu Jinye Mineral Company    CID002859
Tin    PT Lautan Harmonis Sejahtera    CID002870
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CID003116
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CID000258
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CID000769


Mineral

  

Smelter or Refiner Facility Name

  

Smelter ID

Tungsten    Japan New Metals Co., Ltd.    CID000825
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CID000875
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    CID001889
Tungsten    Xiamen Tungsten Co., Ltd.    CID002082
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CID002320
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CID002321
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CID002494
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CID002513
Tungsten    H.C. Starck Tungsten GmbH    CID002541
Tungsten    Chongyi Zhangyuan Tungsten Co Ltd    CID000258
Tungsten    Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.    CID000769
Tungsten    Japan New Metals Co., Ltd.    CID000825
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CID000875
Tungsten    Xiamen Tungsten Co., Ltd.    CID002082
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CID002320
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CID002494
Tungsten    A.L.M.T. TUNGSTEN Corp.    CID000004
Tungsten    Kennametal Huntsville    CID000105
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CID000218
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CID000258
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CID000499
Tungsten    Global Tungsten & Powders Corp.    CID000568
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CID000766
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CID000769
Tungsten    Japan New Metals Co., Ltd.    CID000825
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CID000875
Tungsten    Kennametal Fallon    CID000966
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    CID001889
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    CID002011
Tungsten    Wolfram Bergbau und Hutten AG    CID002044
Tungsten    Xiamen Tungsten Co., Ltd.    CID002082
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CID002095
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CID002315
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CID002316
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CID002317
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CID002318
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CID002319
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CID002320
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CID002321
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CID002494
Tungsten    Asia Tungsten Products Vietnam Ltd.    CID002502
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CID002513
Tungsten    H.C. Starck Tungsten GmbH    CID002541
Tungsten    H.C. Starck Smelting GmbH & Co. KG    CID002542
Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    CID002543
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CID002551
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CID002579
Tungsten    Niagara Refining LLC    CID002589
Tungsten    Hydrometallurg, JSC    CID002649
Tungsten    ACL Metais Eireli    CID002833

During the reporting period for the year ending December 31, 2018, the Company intends to continue to take the following steps to mitigate the risk that necessary Conflict Minerals will benefit armed groups and improve its due diligence: (a) encourage its supply chain to transition to compliant smelters and refiners and (b) work with suppliers to improve the content of their survey responses and provide written confirmations as to their due diligence process.