0001209191-17-061509.txt : 20171117 0001209191-17-061509.hdr.sgml : 20171117 20171117163823 ACCESSION NUMBER: 0001209191-17-061509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoch James E. CENTRAL INDEX KEY: 0001550798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35584 FILM NUMBER: 171211515 MAIL ADDRESS: STREET 1: C/O EXA CORPORATION STREET 2: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXA CORP CENTRAL INDEX KEY: 0000890264 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-676-8500 MAIL ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-17 1 0000890264 EXA CORP EXA 0001550798 Hoch James E. 55 NETWORK DRIVE BURLINGTON MA 01803 0 1 0 0 Sr. VP of Software Development Common Stock 2017-11-17 4 D 0 161297 24.25 D 0 D Restricted Stock Units 2017-11-17 4 D 0 33750 D Common Stock 33750 0 D Stock Option (Right to Buy) 13.90 2017-11-17 4 D 0 7532 10.35 D Common Stock 7532 0 D Stock Option (Right to Buy) 13.90 2017-11-17 4 D 0 7468 10.35 D Common Stock 7468 0 D Stock Option (Right to Buy) 15.20 2017-11-17 4 D 0 1880 9.05 D Common Stock 1880 0 D Stock Option (Right to Buy) 15.20 2017-11-17 4 D 0 18120 9.05 D Common Stock 18120 0 D Stock Option (Right to Buy) 9.27 2017-11-17 4 D 0 10144 14.98 D Common Stock 10144 0 D Stock Option (Right to Buy) 11.38 2017-11-17 4 D 0 26923 12.87 D Common Stock 26923 0 D Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger"). Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $818,437.50 (representing a price of $24.25 per restricted stock unit). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $77,956.20 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $77,293.80 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $17,014.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $163,986.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $151,957.12 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $346,499.01 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). /s/ Daniel S. Clevenger, Attorney-in-Fact for James E. Hoch 2017-11-17