0001209191-17-061509.txt : 20171117
0001209191-17-061509.hdr.sgml : 20171117
20171117163823
ACCESSION NUMBER: 0001209191-17-061509
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hoch James E.
CENTRAL INDEX KEY: 0001550798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35584
FILM NUMBER: 171211515
MAIL ADDRESS:
STREET 1: C/O EXA CORPORATION
STREET 2: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXA CORP
CENTRAL INDEX KEY: 0000890264
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-676-8500
MAIL ADDRESS:
STREET 1: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-17
1
0000890264
EXA CORP
EXA
0001550798
Hoch James E.
55 NETWORK DRIVE
BURLINGTON
MA
01803
0
1
0
0
Sr. VP of Software Development
Common Stock
2017-11-17
4
D
0
161297
24.25
D
0
D
Restricted Stock Units
2017-11-17
4
D
0
33750
D
Common Stock
33750
0
D
Stock Option (Right to Buy)
13.90
2017-11-17
4
D
0
7532
10.35
D
Common Stock
7532
0
D
Stock Option (Right to Buy)
13.90
2017-11-17
4
D
0
7468
10.35
D
Common Stock
7468
0
D
Stock Option (Right to Buy)
15.20
2017-11-17
4
D
0
1880
9.05
D
Common Stock
1880
0
D
Stock Option (Right to Buy)
15.20
2017-11-17
4
D
0
18120
9.05
D
Common Stock
18120
0
D
Stock Option (Right to Buy)
9.27
2017-11-17
4
D
0
10144
14.98
D
Common Stock
10144
0
D
Stock Option (Right to Buy)
11.38
2017-11-17
4
D
0
26923
12.87
D
Common Stock
26923
0
D
Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger").
Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $818,437.50 (representing a price of $24.25 per restricted stock unit).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $77,956.20 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $77,293.80 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $17,014.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $163,986.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $151,957.12 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $346,499.01 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
/s/ Daniel S. Clevenger, Attorney-in-Fact for James E. Hoch
2017-11-17