EX-99.26(B) 8 d480399dex9926b.htm AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART Q1-2018 AXA Equitable Holdings, Inc. - Subsidiary Organization Chart Q1-2018

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : MARCH 31, 2018

 

    

Type of
Subsidiary

    State of
Incorp. or
Domicile		   State of
Principal
Operation		    Federal
Tax ID #		    Number
of Shares
Owned		    Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of
Control)

   

Address

   

CityStZip

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

       DE   NY    90-0226248    1,220,958

779,042

      100.00 %   

AXA

Unissued

      

AXA Technology Services America, Inc.

            30-0011728         100.00 %         

AXA Corporate Solutions Life Reinsurance Company

    Insurance    DE      04-2729166         100.00 %    AXA Equitable Holdings, Inc.    525 Washington Blvd., 34th Floor    Jersey City, NJ 07310

CS Life Re Company

    Insurance    AZ      46-5697182    250,000      100.00 %    AXA Corporate Solutions Life Reinsurance Company    525 Washington Blvd., 34th Floor    Jersey City, NJ 07310

AXA America Corporate Solutions, Inc,

            36-3044045         78.99 %         

Coliseum Reinsurance Company

    Insurance    DE      36-2994662         100.00 %         

AllianceBernstein, L.P.

    Operating    DE   NY    13-4064930         3.00 %    Coliseum Reinsurance Company    1345 Avenue of the Americas    New York, NY 10105

AXA Financial, Inc.

       DE   NY    13-3623351    1      0.03 %       1290 Avenue of the Americas    New York, NY 10104

AXA Delaware LLC

            13-4177328         100.00 %         

AXA Insurance Company

    Insurance    NY      13-3594502         100.00 %         

AXA Financial, Inc. (Notes 1 & 2) **

       DE   NY    13-3623351    2,970

1

14

     

 99.49

0.03

0.47

 % 

% 

% 

  

AXA Equitable Holdings, Inc.

Coliseum Reinsurance Company

AXA SA

    1290 Avenue of the Americas    New York, NY 10104

787 Holdings, LLC

    HCO    DE   NY    See Note
19		         100.00 %       1290 Avenue of the Americas    New York, NY 10104

1285 Holdings, LLC

    HCO    DE   NY    46-1106388    —        100.00 %       1290 Avenue of the Americas    New York, NY 10104

AXA Strategic Ventures US, LLC

    Investment    DE   NY    47-2605009         100.00 %       1290 Avenue of the Americas    New York, NY 10104

AXA Equitable Financial Services, LLC (Notes 2 &16)

       DE   NY    52-2197822    —        100.00 %       1290 Avenue of the Americas    New York, NY 10104

AXA RE Arizona Company

    Insurance    AZ   AZ    14-1903564    250,000      100.00 %    NAIC # 14355    322 West Roosevelt    Phoenix, AZ 85003

AXA Distribution Holding Corporation (Note 2)

       DE   NY    13-4078005    1,000      100.00 %       1290 Avenue of the Americas    New York, NY 10104

AXA Advisors, LLC (Note 5)

       DE   NY    13-4071393    —        100.00 %       1290 Avenue of the Americas    New York, NY 10104

AXA Network, LLC (Note 6)

    Operating    DE   NY    06-1555494    —        100.00 %       1290 Avenue of the Americas    New York, NY 10104

AXA Network of Puerto Rico, Inc.

    Operating    P.R.   P.R.    66-0577477         100.00 %         

PlanConnect, LLC

    Operating    DE   NY    27-1540220         100.00 %       100 Madison Street    Syracuse, NY 13221

AXA Equitable Life Insurance Company (Note 2 & 9) *

    Insurance    NY   NY    13-5570651    2,000,000      100.00 %    NAIC # 62944; General Partner of Equitable Managed Asset      

ACMC, LLC (Note 4)

    HCO    DE   NY    13-2677213    5,000,000      100.00 %       1290 Avenue of the Americas    New York, NY 10104

AXA Equitable Funds Management Group LLC

    Operating    DE   NY    27-5373651         100.00 %         

Broad Vista Partners, LLC

    Investment    DE   NY    81-3019204    —        70.00 %    70% by AXA Equitable & 30% by AXA France      

Long Creek Club Partners, LLC

    Investment    DE   NY    81-4093983         100.00 %         

Montgomery Tower Member LLC

    Investment    DE   Maryland    82-2532068         100.00 %         

UCC Chicago Acquisition Partner LLC

    Investment    DE   Illinois    82-1763412         100.00 %         

Equitable Holdings, LLC (Notes 3 & 4)

    HCO    NY   NY    22-2766036    —        100.00 %         

See Attached Listing A

                         

Equitable Managed Assets, L.P.

    Investment    DE   NY    13-3385080    —        —       General Partner of Equitable Deal Flow Fund      

EVSA, Inc.

    Investment    DE   PA    23-2671508    50      100.00 %         

Real Estate Partnership Equities (various)

    Investment    **      —      —        —       **      

Separate Account 166, LLC

    Investment    DE   NY    47-4180335         100.00 %         

AXA Equitable Life and Annuity Company * (Note 10,17 & 18)

    Insurance    Colorado   Colorado    13-3198083    1,000,000      100.00 %         

MONY International Holdings, LLC

    HCO    DE   NY    13-3790446         100.00 %         

MONY International Life Insurance Co. Seguros de Vida S.A.*

    Insurance    Argentina   Argentina    98-0157781         100.00 %         

MONY Financial Resources of the Americas Limited

    Insurance    Jamaica   Jamaica    13-3790446    1,000      100.00 %         

MBT, Ltd.

    Operating    Cayman
Islands		   Cayman
Islands		    98-0152047    633      100.00 %    79% by MONY Int’l Holdings & 21% by MONY Financial Resources   

MONY Consultoria e Corretagem de Seguros Ltda.

    Operating    Brazil   Brazil            99.00 %         

MONY Life Insurance Company of the Americas, Ltd.*

    Insurance    Cayman
Islands		   Cayman
Islands		    98-0152046    30,240      100.00 %         

MONY Life Insurance Company of America*

    Insurance    AZ   NY    86-0222062         100.00 %         

U.S. Financial Life Insurance Company *

    Insurance    OH   OH    38-2046096    405,000      100.00 %         

MONY Financial Services, Inc.

    HCO    DE   NY    11-3722370    1,000      100.00 %         

Financial Marketing Agency, Inc.

    Operating    OH   OH    31-1465146    99      99.00 %         

1740 Advisers, Inc.

    Operating    NY   NY    13-2645490    15,000      100.00 %         

 

Page 1 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : MARCH 31, 2018

 

*    Affiliated Insurer
**    Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.
***    All subsidiaries are corporations, except as otherwise noted.
   1.    The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.
   2.    Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.
     

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

     

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

     

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

     

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

   3.    Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997.
   4.   

In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”).

     

As of March 31, 2018 AXA Equitable Holdings, Inc and its subsidiaries own 49.44% of the issued and outstanding units of limited partnership interest in AllianceBernstein (the “AllianceBernstein Units”), as follows:

     

AXF, held directly 43,032,758 AllianceBernstein Units (15.78%),

     

ACMC, LLC. owns 74,406,933 AllianceBernstein Units (27.30%), and

     

MLOA owns 2,587,472 (.95%) of AllianceBernstein Units

     

Coliseum Reinsurance Company owns 8,160,000 (2.99%)

     

AXA Equitable Holdings owns 2,312,163 (.85%)

     

AllianceBernstein Corporation also own a 1.04% general partnership interest in AllianceBernstein L.P.

     

In addition, ACMC, LLC. own 1,444,356 units (0.53%), representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding (the “AllianceBernstein Holding Units”).

     

AllianceBernstein Holding Units are publicly traded on the New York Stock exchange.

   5.   

EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

   6.   

Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC.

     

EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC.

     

Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

   7.   

Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

   8.   

Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

   9.   

Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

   10.   

Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

   11.   

Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

   12.   

Effective May 26, 2005, Matrix Capital Markets Group was sold.

   12.   

Effective May 26, 2005, Matrix Private Equities was sold.

   13.   

Effective December 2, 2005, Advest Group was sold.

   14.   

Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

   15.   

Effective July 11, 2007, Frontier Trust Company, FSB was sold.

   16.   

Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

   17.   

Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

   18.   

Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

   19.   

The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes.

     

For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

   20.   

Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

   21.   

Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

 

Page 2 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : MARCH 31, 2018

 

Dissolved or    -    On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.
Merged    -    100 Federal Street Funding Corporation was dissolved August 31, 1998.
   -    100 Federal Street Realty Corporation was dissolved December 20, 2001.
   -    CCMI Corp. was dissolved on October 7, 1999.
   -    ELAS Realty, Inc. was dissolved January 29, 2002.
   -    EML Associates, L.P. was dissolved March 27, 2001.
   -    EQ Services, Inc. was dissolved May 11, 2001.
   -    Equitable BJVS, Inc. was dissolved October 3, 1999.
   -    Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
   -    Equitable JV Holding Corp. was dissolved on June 1, 2002.F142
   -    Equitable JVS II, Inc. was dissolved December 4, 1996
   -    Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.
   -    EREIM LP Associates (L.P.) was dissolved March 27, 2001.
   -    EREIM Managers Corporation was dissolved March 27, 2001.
   -    EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001
   -    EVLICO, Inc. was dissolved in 1999.
   -    Franconom, Inc. was dissolved on December 4, 2000.
   -    GP/EQ Southwest, Inc. was dissolved October 21, 1997
   -    HVM Corp. was dissolved on Feb. 16, 1999.
   -    ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.
   -    Prime Property Funding, Inc. was dissolved in Feb. 1999.
   -    Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.
   -    Six-Pac G.P., Inc. was dissolved July 12, 1999
   -    Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003
   -    Equitable Rowes Wharf, Inc. was dissolved October 12, 2004
   -    ECLL Inc. was dissolved July 15, 2003
   -    MONY Realty Partners, Inc. was dissolved February 2005.
   -    Wil-Gro, Inc. was dissolved June, 2005.
   -    Sagamore Financial LLC was dissolved August 31, 2006.
   -    Equitable JVS was dissolved August, 2007.
   -    Astor Times Square Corp. dissolved as of April 2007.
   -    Astor/Broadway Acquisition Corp. dissolved as of August 2007.
   -    PC Landmark, Inc. has been administratively dissolved.
   -    EJSVS, Inc. has been administratively dissolved.
   -    STCS, Inc. was dissolved on August 15, 2007.
   -    AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011
   -    AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on November 17, 2011
   -    AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17, 2011
   -    AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
   -    AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
   -    Equitable Deal Flow Fund, L.P. dissolved effective December 2013.

 

Page 3 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : MARCH 31, 2018

LISTING A - Equitable Holdings, LLC

 

     Type of
Subsidiary		    State of
Incorp. or
Domicile		    State of
Principal
Operation		    Federal
Tax ID #		    Number
of Shares
Owned		      Parent’s
Percent of
Ownership
or Control		     Comments
(e.g.,
Basis of
Control)		     

Address

   

CityStZip

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

                          

AXA Financial, Inc.

                          

AXA Equitable Financial Services, LLC (Note 2)

                          

AXA Equitable Life Insurance Company *

                          

Equitable Holdings, LLC

                          

Equitable Casualty Insurance Company *

    Operating    VT    VT    06-1166226      1,000        100.00 %       c/o Willis Management (Vermont) Ltd., 40 Main St, Suite 200    Burlington, VT 05401

AllianceBernstein Corporation (See Note 4 on Page 2)

    Operating    DE    NY    13-3633538      100        100.00 %       1345 Avenue of the Americas    New York, NY 10105

See Attached Listing B

                          

AXA Distributors, LLC

    Operating    DE    NY    52-2233674      —          100.00 %       1290 Avenue of the Americas    New York, NY 10104

J.M.R. Realty Services, Inc.

    Operating    DE    NY    13-3813232      1,000        100.00 %       1290 Avenue of the Americas    New York, NY 10104

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

    Operating    DE    NJ    22-3492811      100        100.00 %         

 

* Affiliated Insurer

Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.

Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.

AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.

AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.

AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.

AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.

ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012

 

Page 4 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : MARCH 31, 2018

LISTING B - AllianceBernstein Corporation

 

     Type of
Subsidiary		   State of
Incorp. or
Domicile		    State of
Principal
Operation		    Federal
Tax ID #		    Number
of Shares
Owned		      Parent’s
Percent of
Ownership
or Control		     Comments (e.g.,
Basis of Control)		  

Address

   

CityStZip

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

                        

AXA Financial, Inc.

                        

AXA Equitable Financial Services, LLC (Note 2)

                        

AXA Equitable Life Insurance Company*

                        

Equitable Holdings, LLC

                        

AllianceBernstein Corporation

      DE    NY    13-3633538         owns 1% GP
interest in
AllianceBernstein
L.P. and 100,000
GP units in
AllianceBernstein
Holding L.P.		   1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

    HCO (NYSE: AB)   DE    NY    13-3434400           1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein L.P. (See Note 4 on Page 2)

    Operating   DE    NY    13-4064930           1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Investments Taiwan Limited

    Operating   Taiwan    Taiwan    —           75.12 %    AllianceBernstein
Hong Kong
Limited owns
24.88%		     

AB Trust Company, LLC

    Operating   NH    NY    —           100.00 %    Sole member
interest		     

Alliance Capital Management LLC

    HCO   DE    NY    —           100.00 %        

AllianceBernstein Real Estate Investments LLC

    Operating   DE    NY    —           100.00 %    Sole member
interest		     

AB Private Credit Investors LLC

    Operating   DE    NY    47-1265381         100.00 %    Sole member
interest		     

AB Custom Alternative Investments LLC

    Operating   DE    NY    —           100.00 %    Sole member
interest (formerly
known as RASL)		   1345 Avenue of the Americas    New York, New York 10105

Sanford C. Bernstein & Co., LLC

    Operating   DE    NY    13-4132953         100.00 %        

Sanford C. Bernstein (Canada) Limited

    Operating   Canada    Canada    822155164NP0001         100.00 %        

AllianceBernstein International, LLC

    HCO   DE    NY    —           100.00 %    Owned by
AllianceBernstein
L.P.		   1345 Avenue of the Americas    New York, New York 10105

Sanford C. Bernstein (Schwiez) GmbH

    Operating   Switzerland    Switzerland    —           100.00 %    Owned by
AllianceBernstein
International
LLC.		     

Sanford C. Bernstein (Hong Kong) Limited

    Operating   Hong Kong    Hong Kong    —           100.00 %    Owned by
AllianceBernstein
International
LLC.		     

Sanford C. Bernstein (Ireland) Limited

      Ireland    Ireland    —           100.00 %    Owned by
AllianceBernstein
International
LLC.		     

AllianceBernstein Holdings Limited

    HCO   U.K.    U.K.    —           100.00 %    Owned by
AllianceBernstein
International
LLC.		     

AllianceBernstein Corporation of Delaware

    HCO   DE    NY    13-2778645      10        100.00 %      1345 Avenue of the Americas    New York, New York 10105

ACAM Trust Company Private Ltd.

    Dormant   India    India    —           100.00 %        

AllianceBernstein (Argentina) S.R.L.

    Operating   Argentina    Argentina    —           99.00 %    AllianceBernstein
Oceanic
Corporation owns
1%		     

AllianceBernstein (Chile) SpA

    Operating   Chile    Chile    —           100.00 %        

AllianceBernstein Japan Inc.

    HCO   DE    Japan    13-3009358         100.00 %        

AllianceBernstein Japan Ltd.

    Operating      Japan    —           100.00 %        

AllianceBernstein Invest. Manage. Australia Limited

    Operating   Australia    Australia    —           100.00 %        

AllianceBernstein Global Derivatives Corp.

    Operating   DE    NY    13-3626546      1,000        100.00 %      1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

    Operating   Brazil    Brazil    —           99.00 %    AllianceBernstein
Oceanic
Corporation owns
1%		   Rua Jaoquim No. 72, Suite 62    Sao Paulo, Brazil

AllianceBernstein Holdings (Cayman) Ltd.

    HCO   Cayman
Isles		    Cayman
Isles		            100.00 %        

AllianceBernstein Preferred Limited

    HCO   U.K.    U.K.    —           100.00 %    Owned by
AllianceBernstein
Corporation of
Delaware		     

CPH Capital Fondsmaeglerselskab A/S

    Operating   Denmark    Denmark    —           85.70 %    The remainder
owned by CPH
employees (and
is scheduled to be
acquired by AB
over next four
years)		     

AB Bernstein Israel Ltd.

    Operating   Israel    Israel    —           100.00 %        

AllianceBernstein Limited

    Operating   U.K.    U.K.    —        250,000        100.00 %    AB Preferred
owns 100% of
preference shares
& AB Holdings
Limited owns
100% of ordinary
shares		     

AB Europe GmbH

    Operating      Germany    —           100.00 %        

AllianceBernstein Services Limited

    Operating      U.K.    —        1,000        100.00 %        

AllianceBernstein Schweiz AG

    Operating   Switzerland    Zurich    —           100.00 %        

AllianceBernstein (Luxembourg) S.a.r.l.

    Operating   Lux.    Lux.    —        3,999        100.00 %    AB Holdings
Limited owns
79.75% class b
ordinary & AB
Preferred owns
20.25%
preference shares		     

AllianceBernstein (France) SAS

    Operating      France    —           100.00 %        

AllianceBernstein (Mexico) S. de R.L. de C.V.

    Operating   Mexico    Mexico    —           99.00 %    AllianceBernstein
Oceanic Corp.
owns 1%		     

AllianceBernstein Australia Limited

    Operating   Australia    Australia    —           50.00 %    AB International
LLC owns the
other 50%.		     

AllianceBernstein Canada, Inc.

    Operating   Canada    Canada    13-3630460      18,750        100.00 %        

 

Page 5 of 6

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : MARCH 31, 2018

LISTING B - AllianceBernstein Corporation

 

     Type of
Subsidiary		    State of
Incorp. or
Domicile		    State of
Principal
Operation		    Federal
Tax ID #		    Number
of Shares
Owned		      Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of
Control)		  

Address

   

CityStZip

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

                         

AXA Financial, Inc.

                         

AXA Equitable Financial Services, LLC (Note 2)

                         

AXA Equitable Life Insurance Company*

                         

Equitable Holdings, LLC

                         

AllianceBernstein Corporation

       DE    NY    13-3633538           1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein L.P.

    Operating    DE    NY    13-4064930           1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein International LLC

    HCO    DE    NY            100.00 %    Owned by
AllianceBernstein
L.P.		   1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Corporation of Delaware (Cont’d)

    HCO    DE    NY    13-2778645           1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Inv. Res. (Proprietary) Limited

    In
Liquidation		    So Africa    So Africa    —           80.00 %        

AllianceBernstein (Singapore) Ltd.

    Operating    Singapore    Singapore    —           100.00 %        

Alliance Capital (Mauritius) Private Ltd.

    HCO    Mauritius    Mauritius    —           100.00 %        

Alliance Capital Asset Man. (India) Private Ltd

    Dormant    India    India    —           75.00 %    3rd party (Ankar
Capital India Pvt.
Ltd.) owns 25%		     

AllianceBernstein Invest. Res. & Man. (India) Pvt.

    Operating    India    India    —           100.00 %        

Sanford C. Bernstein (India) Private Limited

    Operating    India    India    —           99.90 %    0.1% owned by
AB Corp. of DE		     

AllianceBernstein Oceanic Corporation

    HCO    DE    NY    13-3441277      1,000        100.00 %      1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Asset Management (Korea) Ltd.

    Operating    Korea    Korea    —           100.00 %      14th Floor, Seoul Finance Center, 84 Taepyungro 1-ga, Jung-gu   

AllianceBernstein Investments, Inc.

    Operating    DE    NY    13-3191825      100        100.00 %      1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Investor Services, Inc.

    Operating    DE    TX    13-3211780      100        100.00 %      1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Hong Kong Limited

    Operating    Hong Kong    Hong Kong    —           100.00 %        

AB (Shanghai) Investment Consulting Co., Ltd.

    Operating    China    China    —           100.00 %        

Sanford C. Bernstein Limited

    Operating    U.K.    U.K.    —           100.00 %        

Sanford C. Bernstein (CREST Nominees) Ltd.

    Operating    U.K.    U.K.    —           100.00 %    Devonshire
House, 1 Mayfair
Place		   London, UK W1J8SB   

W.P. Stewart & Co., LLC.

    Operating    DE    NY    98-0201080         100.00 %        

WPS Advisors, LLC.

    Operating    DE    NY    13-4008818         100.00 %        

W.P. Stewart Asset Management LLC

    Operating    DE    NY    98-0201079         100.00 %        

W.P. Stewart Securities LLC

    Dormant    DE    NY    27-2713894         100.00 %        

W.P. Stewart Asset Management (NA), LLC.

    Operating    NY    NY    11-2650769         100.00 %        

W.P. Stewart Fund Management S.A.

    Operating    Luxembourg    Luxembourg    —           100.00 %        

 

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