0001654954-22-015624.txt : 20221121 0001654954-22-015624.hdr.sgml : 20221121 20221121164933 ACCESSION NUMBER: 0001654954-22-015624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221117 FILED AS OF DATE: 20221121 DATE AS OF CHANGE: 20221121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubin Shmuel CENTRAL INDEX KEY: 0001806183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 221406360 MAIL ADDRESS: STREET 1: 12619 OXON ROAD CITY: HERNDON STATE: VA ZIP: 20171-1707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2022-11-17 false 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001806183 Rubin Shmuel 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 2826 true true false false Chief Executive Officer Restricted stock unit 2022-11-17 4 A false 67219 0 A Class A common stock 67219 67219 D Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest equally over a three year period, with the first vesting on November 17, 2023. /s/ Natalie Cockayne, attorney-in-fact 2022-11-21