0001654954-21-005880.txt : 20210517 0001654954-21-005880.hdr.sgml : 20210517 20210517161011 ACCESSION NUMBER: 0001654954-21-005880 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210507 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miranda Albert CENTRAL INDEX KEY: 0001862203 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 21930615 MAIL ADDRESS: STREET 1: 1102 DUNCAN CR., UNIT 203 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 3 1 section16.xml PRIMARY DOCUMENT X0206 3 2021-05-07 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001862203 Miranda Albert 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 32826 false true false false Chief Financial Officer Incentive stock option (right-to-buy) 3.02 2031-04-19 Class A common stock 75000 D The incentive stock option was granted to the reporting person as part of his employment agreement, which was effective April 19, 2021. The incentive stock option vests at 18,750 shares on each if the first, second, third and fourth anniversaries of the grant date. /s/ Natalie Cockayne, attorney-in-fact 2021-05-17