-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3TFKsL3cXeDbVcDExdaEC732bJqg67BUq41yKfHpOtIr30kaGPFPI41/cF7cEyc l2e0sQ5HBP6AekJ/jZNS+A== /in/edgar/work/20000619/0000950147-00-000943/0000950147-00-000943.txt : 20000919 0000950147-00-000943.hdr.sgml : 20000919 ACCESSION NUMBER: 0000950147-00-000943 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000606 ITEM INFORMATION: FILED AS OF DATE: 20000619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: [3674 ] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-27548 FILM NUMBER: 656840 BUSINESS ADDRESS: STREET 1: 6820 ACADEMY PKWY E N E STREET 2: STE 103 CITY: ALBUQUERQUE STATE: NM ZIP: 87109 BUSINESS PHONE: 5053421100 8-K 1 0001.txt CURRENT REPORT DATED 6/6/00 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- FORM 8-K PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ---------- Date of Report (Date of earliest event reported): June 6, 2000 COMMISSION FILE NUMBER 000-27548 ---------- LIGHTPATH TECHNOLOGIES, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 86-0708398 - ------------------------------- ---------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 6820 Academy Parkway East, NE 87109 Albuquerque, New Mexico ------------------------------------------------------------ (Address of principal executive offices, including Zip Code) (505) 342-1100 ---------------------------------------------------- (Registrant's telephone number, including area code) ================================================================================ LIGHTPATH TECHNOLOGIES, INC. FORM 8-K ITEM 5. OTHER EVENTS On April 14, 2000, LightPath Technologies, Inc. (the "Registrant") entered into a definitive agreement to acquire Horizon Photonics, Inc., a California corporation ("HPI"), for an aggregate closing date purchase price of approximately $36.2 million. On that date, the Registrant acquired all of the outstanding shares of HPI for 1,207,158 shares of Registrant's Class A common stock, $.01 par value per share ("Common Stock"), and $1 million cash. As contemplated by the agreement and as of May 29, 2000, a post-closing adjustment was made to the aggregate number of shares of Registrant's Common Stock issued in connection with the transaction. On June 6, 2000, the Registrant authorized, upon surrender and cancellation of the shares previously issued to the former shareholders of HPI, the issuance of 1,447,815 shares of the Registrant's Common Stock to the former shareholders of HPI in exchange for the previously issued shares of Common Stock. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed in its behalf by the undersigned, thereunto duly authorized. LIGHTPATH TECHNOLOGIES, INC. By: /s/ Donald Lawson June 14, 2000 ------------------------------------- Donald Lawson CEO and President 2 -----END PRIVACY-ENHANCED MESSAGE-----