EX-1.01 2 ex1_01ptenfy2024.htm EX-1.01 Document

Exhibit 1.01
 
Patterson-UTI Energy, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2024
 
This Conflict Minerals Report (the “Report”) for the reporting period ended December 31, 2024 is presented by Patterson-UTI Energy, Inc. and its consolidated subsidiaries (“we”, “us” or the “Company”) to comply with Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”).
 
I. Introduction
 
The Company’s Business
 
The Company is a Houston, Texas-based leading provider of drilling and completion services to oil and natural gas exploration and production companies in the United States and other select countries, including contract drilling services, integrated well completion services and directional drilling services in the United States, and specialized drill bit solutions in the United States, Middle East and many other regions around the world. Certain of the Company’s subsidiaries manufacture and sell products for which compliance with the Rule was required for the period covered by this Report, as follows:

Current Power Solutions, Inc. (“Current Power”), manufactures and sells electronic controls to the energy, marine and mining industries in North America and other select markets.
Warrior Rig Technologies US LLC (“Warrior”), manufactures and sells pipe handling components and related technology to drilling contractors.
The wireline business of NexTier Completion Solutions Inc. (“NexTier”), provides wireline services, including the manufacture and sale of addressable wireline switches to third parties.
Mobile Data Technologies Ltd. (“MDT”) manufactures and sells data control instruments used in fracturing operations to third parties.
 
Products Covered by This Report
 
This Report relates to the products that were manufactured or contracted to be manufactured for the period covered by this Report; and that contained gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (“3TG”), that may be considered necessary to the functionality or production of such products, and that we had reason to believe may have originated in the Democratic Republic of the Congo and adjoining countries (“Covered Countries”) and may not have come from recycled or scrap sources.
 



For the period covered by this Report, these product(s) are:

with respect to Current Power, electrical apparatuses, which includes panel boards, switch boards, control boxes, and other components of assembled electrical apparatuses;
with respect to Warrior, components related to top drives, variable frequency drives and hydraulic power units;
With respect to NexTier, addressable wireline switches; and
with respect to MDT, data control instruments (collectively, the “Covered Products”).
 
As described below, although Current Power, Warrior, NexTier and MDT (the “Subsidiaries”) do not directly purchase 3TG from mines, smelters, or refiners, nor make direct purchases of any minerals in the Covered Countries, the Subsidiaries purchase certain components and products that may contain metal, some of which may contain 3TG. These components and products are incorporated into the Covered Products and, therefore, the Covered Products are subject to the reporting obligations of the Rule. This Report covers all of the Covered Products together.
 
II. Due Diligence Design and Process
 
Our conflict minerals program is designed to conform, in all material respects, to the Organisation for Economic Co-operation and Development (the “OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and related Supplements on Tin, Tantalum, Tungsten and on Gold (the “OECD Guidance”). In accordance with the OECD Guidance, we took the following measures as part of our due diligence process.
 
The Company has adopted a policy relating to Conflict Minerals (the “Company Policy”), which is available at https://investor.patenergy.com/Investors/governance/Corporate-Governance/. For humanitarian reasons, the Company’s goal is to achieve responsible sourcing of materials, products, and components necessary to the functionality of the products that it manufactures or contracts to manufacture. We have also asked our suppliers to cooperate with us as we comply with the Rule, and expect them to ask their suppliers to do the same.
 
As downstream companies, the Subsidiaries’ supply chains with respect to the Covered Products are complex. There are many third parties in the Subsidiaries’ supply chains with respect to the Covered Products between the ultimate manufacture of the Covered Products and the original sources of 3TG. The Subsidiaries do not directly purchase 3TG from mines, smelters, or refiners nor make direct purchases of any minerals in the Covered Countries, although the Subsidiaries purchase certain components and products that contain metal, some of which may contain 3TG. The majority of the Subsidiaries’ suppliers of these components and products are several steps removed from smelters and mines, purchasing their components and products from suppliers who are also removed from direct interaction with smelters, refiners and mines. The Company must rely on the Subsidiaries’ suppliers to provide information regarding the origin of 3TG that are included in the Covered Products. Moreover, the Company believes that the smelters and refiners (“SORs”) of the 3TG are best situated to identify the sources of 3TG, and therefore, has



taken steps to identify the applicable SORs of 3TG in the Subsidiaries’ supply chains, when possible.
 
The Company’s established due diligence process is designed to identify the source of any 3TG contained in its products. The Company’s due diligence process is an ongoing process carried out by a team of employees from the Company’s legal department and the Subsidiaries’ supply chain management and procurement departments. The team conducted an assessment to determine (1) which products are Covered Products, and (2) what suppliers supplied components used in the Covered Products. Once the Covered Products were identified, the team generated a list of relevant suppliers of such products.
 
The Company engaged an independent third-party consultant to engage with the relevant suppliers. All of the relevant suppliers were contacted through written communication making the suppliers aware of the Company’s policies regarding 3TG and requesting that the suppliers complete and return the Responsible Minerals Initiative (“RMI”) Conflict Mineral Reporting Template CMRT (“CMRT”).
 
Our third-party consultant reviewed and evaluated the responses that we received from suppliers for completeness and accuracy and engaged in follow-up communications with suppliers when information provided by the suppliers appeared to be incomplete and when suppliers failed to respond within a reasonable period of time. Where a supplier was unable to provide a CMRT, our third-party consultant requested information on its suppliers of products or components which may require 3TG for their production or functionality (“Tier 2 suppliers”). When contact information was provided, Tier 2 and beyond suppliers were contacted via email or phone to attempt to build a chain-of-custody back to the 3TG SORs.
 
For those supply chains with SORs that were known or thought to be sourcing from the Covered Countries, additional investigation was needed to determine the source and chain-of-custody of the 3TG. Our third-party consultant relied on the following internationally accepted audit standards to determine which SORs are considered “DRC Conflict Free”: the Responsible Minerals Assurance Process (RMAP), the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification. Our third-party consultant is an official vendor member of the Responsible Minerals Initiative (RMI) to further facilitate the exchange of supply chain data and technical information in the quest for global ethical sourcing of materials. This membership provided our third-party consultant access to the following working groups: Engage with the CMRT Development Team, Smelter Engagement Team, Smelter Data Management Team, RMI Stakeholders Call, and RMI Plenary.
 
As indicated in the Form SD, this Report is publicly available on our website at
https://investor.patenergy.com/Investors/financials/sec-filings/default.aspx.
 



III. Due Diligence Results
 
Based on the information obtained pursuant to the due diligence process, the Company does not have sufficient information with respect to the Covered Products to determine whether the 3TG in the Covered Products was sourced through a supply chain that benefitted armed groups in the Covered Countries.
 
The due diligence process identified over 5,000 components and products requiring assessment. These components and products were supplied to the Subsidiaries by 334 suppliers. We sent the CMRT to all of these suppliers, and we received responses from 28% of these suppliers.
 
Of the supplier responses, we have identified 366 smelters and refineries unique to each of the 3TG as potential sources of the 3TG in our products, of which 246 have reportedly received a compliant designation from the RMI, 3 are listed as Active, and 117 are not listed or unknown. A list of the 366 smelters identified is attached to this report. Because many of the suppliers provided information with respect to their entire supply chain, rather than specifically for the components and products supplied to the Subsidiaries, we are unable to validate the accuracy of this list.
 
Given the nature of the Subsidiaries’ supply chains and the need to rely upon suppliers to identify sources of 3TG in Covered Products, it has not been practical for the Company to identify specific mines or locations of origin of such 3TG. Even those suppliers who can identify particular smelters associated with their products may not have information regarding the mines from which the smelters obtain the ores used to produce the minerals, or have the ability to trace specific supplies from the smelters to the Covered Products.
 
IV. Future Steps to Mitigate Risk
 
We will continue our supply chain due diligence efforts and engagement with suppliers to identify sources of conflict minerals in order to further mitigate the risk that 3TG in our products could benefit armed groups in the Covered Countries.
 




Attachment
MetalSmelter NameSmelter CountryStatus
Gold8853 S.p.A.ItalyCompliant
GoldABC Refinery Pty Ltd.AustraliaCompliant
GoldAbington Reldan Metals, LLCUnited States of AmericaCompliant
GoldAdvanced Chemical CompanyUnited States of AmericaCompliant
Gold
African Gold Refinery(1)
UgandaUnknown/Not Listed
GoldAgosi AGGermanyCompliant
GoldAida Chemical Industries Co., Ltd.JapanCompliant
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCompliant
GoldAlbino Mountinho Lda.PortugalUnknown/Not Listed
GoldAlexy MetalsUnited States of AmericaUnknown/Not Listed
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCompliant
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCompliant
GoldArgor-Heraeus S.A.SwitzerlandCompliant
GoldASAHI METALFINE, Inc.JapanCompliant
GoldAsahi Refining Canada Ltd.CanadaCompliant
GoldAsahi Refining USA Inc.United States of AmericaCompliant
GoldAsaka Riken Co., Ltd.JapanCompliant
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyUnknown/Not Listed
GoldAttero Recycling Pvt LtdIndiaUnknown/Not Listed
GoldAU Traders and RefinersSouth AfricaUnknown/Not Listed
GoldAugmont Enterprises Private LimitedIndiaUnknown/Not Listed
GoldAurubis AGGermanyCompliant
GoldBangalore RefineryIndiaActive
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCompliant
GoldBoliden RonnskarSwedenCompliant
GoldC. Hafner GmbH + Co. KGGermanyCompliant
GoldCaridadMexicoUnknown/Not Listed
GoldCCR Refinery - Glencore Canada CorporationCanadaCompliant
GoldCendres + Metaux S.A.SwitzerlandCompliant
GoldCGR Metalloys Pvt Ltd.IndiaUnknown/Not Listed
GoldChimet S.p.A.ItalyCompliant
GoldChugai MiningJapanCompliant



GoldCoimpa Industrial LTDABrazilCompliant
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCompliant
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyUnknown/Not Listed
GoldDijllah Gold Refinery FZCUnited Arab EmiratesUnknown/Not Listed
GoldDongwu Gold GroupChinaCompliant
GoldDowaJapanCompliant
GoldDSC (Do Sung Corporation)Republic of KoreaCompliant
GoldEco-System Recycling Co., Ltd. East PlantJapanCompliant
GoldEco-System Recycling Co., Ltd. North PlantJapanCompliant
GoldEco-System Recycling Co., Ltd. West PlantJapanCompliant
GoldElite Industech Co., Ltd.ChinaCompliant
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaUnknown/Not Listed
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaUnknown/Not Listed
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaUnknown/Not Listed
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaUnknown/Not Listed
GoldEmirates Gold DMCCUnited Arab EmiratesUnknown/Not Listed
GoldFidelity Printers and Refiners Ltd.ZimbabweUnknown/Not Listed
GoldFujairah Gold FZCUnited Arab EmiratesUnknown/Not Listed
GoldGG Refinery Ltd.TanzaniaCompliant
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaUnknown/Not Listed
GoldGold by Gold ColombiaColombiaCompliant
GoldGold Coast RefineryGhanaUnknown/Not Listed
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCompliant
GoldGuangdong Jinding Gold LimitedChinaUnknown/Not Listed
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaUnknown/Not Listed
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaUnknown/Not Listed
GoldHeimerle + Meule GmbHGermanyCompliant
GoldHeraeus Germany GmbH Co. KGGermanyCompliant
GoldHeraeus Metals Hong Kong Ltd.ChinaCompliant
GoldHunan Chenzhou Mining Co., Ltd.ChinaUnknown/Not Listed
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaUnknown/Not Listed
GoldHwaSeong CJ CO., LTD.Republic of KoreaUnknown/Not Listed
GoldImpala Platinum - Base Metal Refinery (BMR)South AfricaCompliant
GoldImpala Platinum - Platinum Metals Refinery (PMR)South AfricaCompliant
GoldImpala Platinum - Rustenburg SmelterSouth AfricaCompliant
GoldInca One (Chala One Plant)PeruUnknown/Not Listed



GoldInca One (Koricancha Plant)PeruUnknown/Not Listed
GoldIndustrial Refining CompanyBelgiumUnknown/Not Listed
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCompliant
GoldInternational Precious Metal RefinersUnited Arab EmiratesUnknown/Not Listed
GoldIshifuku Metal Industry Co., Ltd.JapanCompliant
GoldIstanbul Gold RefineryTurkeyCompliant
GoldItalpreziosiItalyCompliant
GoldJALAN & CompanyIndiaUnknown/Not Listed
GoldJapan MintJapanCompliant
GoldJiangxi Copper Co., Ltd.ChinaCompliant
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationUnknown/Not Listed
GoldJSC Novosibirsk RefineryRussian FederationUnknown/Not Listed
Gold
JSC Uralelectromed(1)
Russian FederationUnknown/Not Listed
GoldJX Advanced Metals CorporationJapanCompliant
GoldK.A. RasmussenNorwayUnknown/Not Listed
GoldKaloti Precious MetalsUnited Arab EmiratesUnknown/Not Listed
GoldKazakhmys Smelting LLCKazakhstanUnknown/Not Listed
GoldKazzincKazakhstanCompliant
GoldKennecott Utah Copper LLCUnited States of AmericaCompliant
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCompliant
GoldKojima Chemicals Co., Ltd.JapanCompliant
GoldKorea Zinc Co., Ltd.Republic of KoreaCompliant
GoldKundan Care Products Ltd.IndiaUnknown/Not Listed
GoldKyrgyzaltyn JSCKyrgyzstanCompliant
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationUnknown/Not Listed
GoldL'azurde Company For JewelrySaudi ArabiaUnknown/Not Listed
GoldL'Orfebre S.A.AndorraUnknown/Not Listed
GoldLingbao Gold Co., Ltd.ChinaUnknown/Not Listed
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaUnknown/Not Listed
GoldLS MnM Inc.Republic of KoreaCompliant
GoldLT Metal Ltd.Republic of KoreaCompliant
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaUnknown/Not Listed
GoldMarsam MetalsBrazilUnknown/Not Listed
GoldMaterionUnited States of AmericaCompliant
GoldMatsuda Sangyo Co., Ltd.JapanCompliant
GoldMD OverseasIndiaUnknown/Not Listed



GoldMetal Concentrators SA (Pty) Ltd.South AfricaCompliant
GoldMetallix Refining Inc.United States of AmericaUnknown/Not Listed
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCompliant
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCompliant
GoldMetalor Technologies (Suzhou) Ltd.ChinaCompliant
GoldMetalor Technologies S.A.SwitzerlandCompliant
GoldMetalor USA Refining CorporationUnited States of AmericaCompliant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCompliant
GoldMitsubishi Materials CorporationJapanCompliant
GoldMitsui Mining and Smelting Co., Ltd.JapanCompliant
GoldMKS PAMP SASwitzerlandCompliant
GoldMMTC-PAMP India Pvt., Ltd.IndiaCompliant
GoldModeltech Sdn BhdMalaysiaUnknown/Not Listed
GoldMorris and WatsonNew ZealandUnknown/Not Listed
GoldMoscow Special Alloys Processing PlantRussian FederationUnknown/Not Listed
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCompliant
GoldNavoi Mining and Metallurgical CombinatUzbekistanCompliant
GoldNH Recytech CompanyRepublic of KoreaCompliant
GoldNihon Material Co., Ltd.JapanCompliant
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCompliant
GoldOhura Precious Metal Industry Co., Ltd.JapanCompliant
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)(1)
Russian FederationUnknown/Not Listed
GoldPease & CurrenUnited States of AmericaUnknown/Not Listed
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaUnknown/Not Listed
GoldPlanta Recuperadora de Metales SpAChileCompliant
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationUnknown/Not Listed
GoldPT Aneka Tambang (Persero) TbkIndonesiaCompliant
GoldPX Precinox S.A.SwitzerlandCompliant
GoldQG Refining, LLCUnited States of AmericaUnknown/Not Listed
GoldRand Refinery (Pty) Ltd.South AfricaCompliant
GoldRefinery of Seemine Gold Co., Ltd.ChinaUnknown/Not Listed
GoldREMONDIS PMR B.V.NetherlandsCompliant
GoldRoyal Canadian MintCanadaCompliant
GoldSAAMPFranceCompliant
GoldSabin Metal Corp.United States of AmericaUnknown/Not Listed



GoldSafimet S.p.AItalyCompliant
GoldSAFINA A.S.CzechiaCompliant
GoldSai RefineryIndiaUnknown/Not Listed
GoldSAM Precious Metals FZ-LLCUnited Arab EmiratesCompliant
GoldSamduck Precious MetalsRepublic of KoreaUnknown/Not Listed
GoldSAMWON METALS Corp.Republic of KoreaUnknown/Not Listed
GoldSEMPSA Joyeria Plateria S.A.SpainCompliant
GoldShandong Gold Smelting Co., Ltd.ChinaCompliant
GoldShandong Humon Smelting Co., Ltd.ChinaUnknown/Not Listed
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaUnknown/Not Listed
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCompliant
GoldShenzhen CuiLu Gold Co., Ltd.ChinaCompliant
GoldSHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.ChinaUnknown/Not Listed
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaUnknown/Not Listed
GoldShirpur Gold Refinery Ltd.IndiaUnknown/Not Listed
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCompliant
GoldSingway Technology Co., Ltd.TaiwanUnknown/Not Listed
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationUnknown/Not Listed
GoldSolar Applied Materials Technology Corp.TaiwanCompliant
GoldSovereign MetalsIndiaUnknown/Not Listed
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaUnknown/Not Listed
GoldSudan Gold RefinerySudanUnknown/Not Listed
GoldSumitomo Metal Mining Co., Ltd.JapanCompliant
GoldSungEel HiMetal Co., Ltd.Republic of KoreaCompliant
GoldSuper Dragon Technology Co., Ltd.TaiwanUnknown/Not Listed
GoldT.C.A S.p.AItalyCompliant
GoldTanaka Kikinzoku Kogyo K.K.JapanCompliant
GoldTokuriki Honten Co., Ltd.JapanCompliant
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaUnknown/Not Listed
GoldTOO Tau-Ken-AltynKazakhstanCompliant
GoldTorecomRepublic of KoreaUnknown/Not Listed
GoldUmicore Precious Metals ThailandThailandUnknown/Not Listed
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCompliant
GoldUnited Precious Metal Refining, Inc.United States of AmericaCompliant



GoldValcambi S.A.SwitzerlandCompliant
GoldWEEEREFININGFranceCompliant
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCompliant
GoldWIELAND Edelmetalle GmbHGermanyCompliant
GoldYamakin Co., Ltd.JapanCompliant
GoldYokohama Metal Co., Ltd.JapanCompliant
GoldYunnan Copper Industry Co., Ltd.ChinaUnknown/Not Listed
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCompliant
GoldZijin Mining Group Gold Smelting Co. Ltd.ChinaCompliant
Tantalum5D Production OUEstoniaUnknown/Not Listed
TantalumAMG BrasilBrazilCompliant
TantalumD Block Metals, LLCUnited States of AmericaCompliant
TantalumF&X Electro-Materials Ltd.ChinaCompliant
TantalumFIR Metals & Resource Ltd.ChinaCompliant
TantalumGlobal Advanced Metals AizuJapanCompliant
TantalumGlobal Advanced Metals BoyertownUnited States of AmericaCompliant
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.ChinaCompliant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCompliant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCompliant
TantalumJiangxi Suns Nonferrous Materials Co. Ltd.ChinaUnknown/Not Listed
TantalumJiangxi Tuohong New Raw MaterialChinaCompliant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCompliant
TantalumJiujiang Tanbre Co., Ltd.ChinaCompliant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCompliant
TantalumKEMET de MexicoMexicoCompliant
TantalumMaterion Newton Inc.United States of AmericaCompliant
TantalumMetallurgical Products India Pvt., Ltd.IndiaCompliant
TantalumMineracao Taboca S.A.BrazilCompliant
TantalumMitsui Mining and Smelting Co., Ltd.JapanCompliant
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCompliant
TantalumNPM Silmet ASEstoniaCompliant
TantalumPowerX Ltd.RwandaCompliant
TantalumQuantumCleanUnited States of AmericaCompliant
TantalumResind Industria e Comercio Ltda.BrazilCompliant
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.ChinaCompliant



TantalumSolikamsk Magnesium Works OAORussian FederationUnknown/Not Listed
TantalumTaki Chemical Co., Ltd.JapanCompliant
TantalumTANIOBIS Co., Ltd.ThailandCompliant
TantalumTANIOBIS GmbHGermanyCompliant
TantalumTANIOBIS Japan Co., Ltd.JapanCompliant
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyCompliant
TantalumTelex MetalsUnited States of AmericaCompliant
TantalumUlba Metallurgical Plant JSCKazakhstanCompliant
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaCompliant
TantalumXinXing Haorong Electronic Material Co., Ltd.ChinaCompliant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCompliant
TinAlpha Assembly Solutions IncUnited States of AmericaCompliant
TinAn Vinh Joint Stock Mineral Processing CompanyVietnamUnknown/Not Listed
TinAurubis BeerseBelgiumCompliant
TinAurubis BerangoSpainCompliant
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCompliant
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCompliant
TinChina Tin Group Co., Ltd.ChinaCompliant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCompliant
TinCRM SynergiesSpainCompliant
TinCV Ayi JayaIndonesiaCompliant
TinCV Venus Inti PerkasaIndonesiaCompliant
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaUnknown/Not Listed
TinDowaJapanCompliant
TinDS MyanmarMyanmarCompliant
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVietnamUnknown/Not Listed
TinEM VintoBolivia Compliant
TinEstanho de Rondonia S.A.BrazilCompliant
TinFabrica Auricchio Industria e Comercio Ltda.BrazilUnknown/Not Listed
TinFenix MetalsPolandCompliant
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaUnknown/Not Listed
TinGejiu Kai Meng Industry and Trade LLCChinaUnknown/Not Listed
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCompliant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaUnknown/Not Listed
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaUnknown/Not Listed
TinGlobal Advanced Metals Greenbushes Pty Ltd.AustraliaCompliant



TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCompliant
TinHuiChang Hill Tin Industry Co., Ltd.ChinaCompliant
TinJiangxi New Nanshan Technology Ltd.ChinaCompliant
TinLuna Smelter, Ltd.RwandaCompliant
TinMa'anshan Weitai Tin Co., Ltd.ChinaUnknown/Not Listed
TinMagnu's Minerais Metais e Ligas Ltda.BrazilCompliant
TinMalaysia Smelting Corporation (MSC)MalaysiaCompliant
TinMalaysia Smelting Corporation Berhad (Port Klang)MalaysiaCompliant
TinMelt Metais e Ligas S.A.BrazilActive
TinMetallic Resources, Inc.United States of AmericaCompliant
TinMineracao Taboca S.A.BrazilCompliant
TinMining Minerals Resources SARLDemocratic Republic of the CongoCompliant
TinMinsurPeruCompliant
TinMitsubishi Materials CorporationJapanCompliant
TinModeltech Sdn BhdMalaysiaUnknown/Not Listed
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVietnamUnknown/Not Listed
TinNovosibirsk Tin CombineRussian FederationUnknown/Not Listed
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCompliant
TinO.M. Manufacturing Philippines, Inc.PhilippinesCompliant
TinOperaciones Metalurgicas S.A.Bolivia Compliant
TinPongpipat Company LimitedMyanmarUnknown/Not Listed
TinPrecious Minerals and Smelting LimitedIndiaUnknown/Not Listed
TinPT Aries Kencana SejahteraIndonesiaCompliant
TinPT Artha Cipta LanggengIndonesiaCompliant
TinPT ATD Makmur Mandiri JayaIndonesiaCompliant
TinPT Babel Inti PerkasaIndonesiaCompliant
TinPT Babel Surya Alam LestariIndonesiaCompliant
TinPT Bangka Prima TinIndonesiaCompliant
TinPT Bangka SerumpunIndonesiaCompliant
TinPT Bangka Tin IndustryIndonesiaCompliant
TinPT Belitung Industri SejahteraIndonesiaCompliant
TinPT Bukit TimahIndonesiaCompliant
TinPT Cipta Persada MuliaIndonesiaCompliant
TinPT Masbro Alam StaniaIndonesiaUnknown/Not Listed
TinPT Menara Cipta MuliaIndonesiaCompliant
TinPT Mitra Stania PrimaIndonesiaCompliant



TinPT Mitra Sukses GlobalindoIndonesiaCompliant
TinPT Panca Mega PersadaIndonesiaUnknown/Not Listed
TinPT Premium Tin IndonesiaIndonesiaCompliant
TinPT Prima Timah UtamaIndonesiaCompliant
TinPT Putera Sarana Shakti (PT PSS)IndonesiaCompliant
TinPT Rajawali Rimba PerkasaIndonesiaCompliant
TinPT Rajehan AriqIndonesiaCompliant
TinPT Refined Bangka TinIndonesiaCompliant
TinPT Sariwiguna BinasentosaIndonesiaCompliant
TinPT Stanindo Inti PerkasaIndonesiaCompliant
TinPT Sukses Inti MakmurIndonesiaCompliant
TinPT Timah NusantaraIndonesiaCompliant
TinPT Timah Tbk KundurIndonesiaCompliant
TinPT Timah Tbk MentokIndonesiaCompliant
TinPT Tinindo Inter NusaIndonesiaCompliant
TinPT Tirus Putra MandiriIndonesiaUnknown/Not Listed
TinPT Tommy UtamaIndonesiaCompliant
TinResind Industria e Comercio Ltda.BrazilCompliant
TinRIKAYAA GREENTECH PRIVATE LIMITEDIndiaUnknown/Not Listed
TinRui Da HungTaiwanCompliant
TinSuper LigasBrazilCompliant
TinTakehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.JapanCompliant
TinThaisarcoThailandCompliant
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaCompliant
TinTin Technology & RefiningUnited States of AmericaCompliant
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVietnamUnknown/Not Listed
TinVQB Mineral and Trading Group JSCVietnamUnknown/Not Listed
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCompliant
TinWoodcross Smelting Company LimitedUgandaCompliant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCompliant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCompliant
TungstenA.L.M.T. TUNGSTEN Corp.JapanCompliant
TungstenACL Metais EireliBrazilUnknown/Not Listed
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilUnknown/Not Listed
TungstenArtek LLCRussian FederationUnknown/Not Listed
TungstenAsia Tungsten Products Vietnam Ltd.VietnamCompliant



TungstenChina Molybdenum Tungsten Co., Ltd.ChinaCompliant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCompliant
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaUnknown/Not Listed
TungstenCronimet Brasil LtdaBrazilCompliant
TungstenDONGKUK INDUSTRIES CO., LTD.Republic of KoreaUnknown/Not Listed
TungstenFujian Xinlu Tungsten Co., Ltd.ChinaCompliant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCompliant
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCompliant
TungstenGlobal Tungsten & Powders LLCUnited States of AmericaCompliant
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCompliant
TungstenH.C. Starck Tungsten GmbHGermanyCompliant
TungstenHANNAE FOR T Co., Ltd.Republic of KoreaUnknown/Not Listed
TungstenHubei Green Tungsten Co., Ltd.ChinaCompliant
TungstenHunan Chenzhou Mining Co., Ltd.ChinaCompliant
TungstenHunan Jintai New Material Co., Ltd.ChinaUnknown/Not Listed
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaCompliant
TungstenHydrometallurg, JSCRussian FederationUnknown/Not Listed
TungstenJapan New Metals Co., Ltd.JapanCompliant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCompliant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCompliant
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaUnknown/Not Listed
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCompliant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCompliant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCompliant
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationUnknown/Not Listed
TungstenKennametal FallonUnited States of AmericaCompliant
TungstenKennametal HuntsvilleUnited States of AmericaCompliant
TungstenLianyou Metals Co., Ltd.TaiwanCompliant
TungstenLianyou Resources Co., Ltd.TaiwanCompliant
TungstenLLC VostokRussian FederationUnknown/Not Listed
TungstenMALAMET SMELTING SDN. BHD.MalaysiaUnknown/Not Listed
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCompliant
TungstenMasan High-Tech MaterialsVietnamCompliant
TungstenMoliren Ltd.Russian FederationUnknown/Not Listed
TungstenNam Viet Cromit Joint Stock CompanyVietnamUnknown/Not Listed



TungstenNiagara Refining LLCUnited States of AmericaCompliant
TungstenNPP Tyazhmetprom LLCRussian FederationUnknown/Not Listed
TungstenOOO “Technolom” 1Russian FederationUnknown/Not Listed
TungstenOOO “Technolom” 2Russian FederationUnknown/Not Listed
TungstenPhilippine Bonway Manufacturing Industrial CorporationPhilippinesCompliant
TungstenPhilippine Carreytech Metal Corp.PhilippinesActive
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCompliant
TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd.ChinaCompliant
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCompliant
TungstenTungsten Vietnam Joint Stock CompanyVietnamCompliant
TungstenUnecha Refractory Metals PlantRussian FederationUnknown/Not Listed
TungstenWolfram Bergbau und Hutten AGAustriaCompliant
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCompliant
TungstenXiamen Tungsten Co., Ltd.ChinaCompliant
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaUnknown/Not Listed

(1)Certain of the Subsidiaries’ suppliers reported the presence of the following entities in their supply chains: African Gold Refinery, which was sanctioned by the United States Department of Treasury, Office of Foreign Assets Control (“OFAC”) on March 17, 2022, JSC Uralelectromed, which was sanctioned by OFAC on July 20, 2023, and OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet), which was sanctioned in the United Kingdom on November 8, 2023. Because of the over-reporting nature of the industry CMRT information collection process, and the nature of the Subsidiaries’ supply chains, we are unable to confirm whether these, or any, specific SORs are or were active in our supply chains. Our policy is to comply with all applicable sanctions laws, and we do not have any direct transactions or contractual relationships, nor are we, to the best of our knowledge, engaging in indirect transactions, with these entities.