0001683168-23-002968.txt : 20230505 0001683168-23-002968.hdr.sgml : 20230505 20230505153943 ACCESSION NUMBER: 0001683168-23-002968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230503 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Straten Laurie CENTRAL INDEX KEY: 0001576501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14116 FILM NUMBER: 23893525 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSUMER PORTFOLIO SERVICES, INC. CENTRAL INDEX KEY: 0000889609 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 330459135 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9497536800 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: CONSUMER PORTFOLIO SERVICES INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0407 4 2023-05-03 0 0000889609 CONSUMER PORTFOLIO SERVICES, INC. CPSS 0001576501 Straten Laurie 3800 HOWARD HUGHES PARKWAY, SUITE 1400 LAS VEGAS NV 89169 0 1 0 0 Exec. Vice President 0 Common Stock, no par value 2023-05-03 4 M 0 90000 7.97 A 212056 D Common Stock, no par value 2023-05-03 4 F 0 71020 10.10 D 141036 D Common Stock, no par value 2023-05-03 4 M 0 60000 3.48 A 201036 D Common Stock, no par value 2023-05-03 4 F 0 20674 10.10 D 180362 D Stock Option (right to buy) 7.97 2023-05-03 4 M 0 90000 D 2023-05-07 Common Stock, No Par Value 90000 0 D Stock Option (right to buy) 3.48 2023-05-03 4 M 0 60000 D 2023-05-12 Common Stock, No Par Value 60000 0 D Represents a "net exercise" of outstanding stock options. The reporting person received 18,980 shares of common stock on net exercise of option to purchase 90,000 shares of common stock. The reporting person forfeited 71,020 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 3, 2023 of $10.10 per share. Represents a "net exercise" of outstanding stock options. The reporting person received 39,326 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 20,674 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 3, 2023 of $10.10 per share. Became exercisable in cumulative increments of 18,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018. Issued in consideration of the named person's services to the issuer. Became exercisable in cumulative increments of 15,000 shares on May 12, 2017, 2018, 2019, and 2020. /s/ Laurie Ann Straten 2023-05-05