0001683168-23-002952.txt : 20230504 0001683168-23-002952.hdr.sgml : 20230504 20230504213019 ACCESSION NUMBER: 0001683168-23-002952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230502 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harton John Patrick CENTRAL INDEX KEY: 0001605827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14116 FILM NUMBER: 23890954 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSUMER PORTFOLIO SERVICES, INC. CENTRAL INDEX KEY: 0000889609 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 330459135 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9497536800 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: CONSUMER PORTFOLIO SERVICES INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0407 4 2023-05-02 0 0000889609 CONSUMER PORTFOLIO SERVICES, INC. CPSS 0001605827 Harton John Patrick 19500 JAMBOREE ROAD IRVINE CA 92612 0 1 0 0 Sr. Vice President 0 Common Stock, no par value 2023-05-02 4 M 0 30000 7.97 A 239384 D Common Stock, no par value 2023-05-02 4 F 0 22550 10.62 D 216834 D Common Stock, no par value 2023-05-02 4 M 0 60000 3.48 A 276834 D Common Stock, no par value 2023-05-02 4 F 0 26637 10.62 D 250197 D Stock Option (right to buy) 7.97 2023-05-02 4 M 0 30000 D 2023-05-07 Common Stock, No Par Value 30000 0 D Stock Option (right to buy) 3.48 2023-05-02 4 M 0 60000 D 2023-05-12 Common Stock, No Par Value 60000 0 D Represents a "net exercise" of outstanding stock options. The reporting person received 7,450 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 22,550 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 2, 2023 of $10.62 per share. Represents a "net exercise" of outstanding stock options. The reporting person received 33,363 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 26,637 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 2, 2023 of $10.62 per share. Became exercisable in cumulative increments of 6,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018. Issued in consideration of the named person's services to the issuer. Became exercisable in cumulative increments of 15,000 shares on May 12, 2017, 2018, 2019, and 2020. /s/ John P. Harton 2023-05-04