EX-99.(D)(2) 3 d602900dex99d2.htm FORM OF AMENDED AND RESTATED SCHEDULES A AND B TO INVESTMENT ADVISORY CONTRACT Form of Amended and Restated Schedules A and B to Investment Advisory Contract

Exhibit (d)(2)

AMENDED AND RESTATED

SCHEDULE A

(as of September 27, 2013)

BMO Funds

 

Portfolio

  

Effective Date

  

Initial Term

BMO Low Volatility Equity Fund

   September 27, 2012    August 31, 2013

BMO Large-Cap Value Fund

   October 6, 2011    August 31, 2012

BMO Dividend Income Fund

   December 29, 2011    August 31, 2012

BMO Large-Cap Growth Fund

   October 6, 2011    August 31, 2012

BMO Mid-Cap Value Fund

   October 6, 2011    August 31, 2012

BMO Mid-Cap Growth Fund

   October 6, 2011    August 31, 2012

BMO Small-Cap Value Fund

   October 6, 2011    August 31, 2012

BMO Small-Cap Growth Fund

   October 6, 2011    August 31, 2012

BMO Pyrford International Stock Fund

   December 29, 2011    August 31, 2012

BMO Lloyd George Emerging Markets Equity Fund

   October 6, 2011    August 31, 2012

BMO Pyrford Global Strategic Return Fund

   December 29, 2011    August 31, 2012

BMO Ultra Short Tax-Free Fund

   October 6, 2011    August 31, 2012

BMO Short Tax-Free Fund

   September 27, 2012    August 31, 2013

BMO Short-Term Income Fund

   October 6, 2011    August 31, 2012

BMO Short-Intermediate Bond Fund

   October 6, 2011    August 31, 2012

BMO Intermediate Tax-Free Fund

   October 6, 2011    August 31, 2012

BMO Government Income Fund

   October 6, 2011    August 31, 2012

BMO TCH Corporate Income Fund

   October 6, 2011    August 31, 2012

BMO TCH Core Plus Bond Fund

   October 6, 2011    August 31, 2012

BMO Monegy High Yield Bond Fund

   December 29, 2011    August 31, 2012

BMO TCH Emerging Markets Bond Fund

   September 27, 2012    August 31, 2013

BMO Government Money Market Fund

   October 6, 2011    August 31, 2012

BMO Tax-Free Money Market Fund

   October 6, 2011    August 31, 2012

BMO Prime Money Market Fund

   October 6, 2011    August 31, 2012

BMO Target Retirement 2010 Fund

   August 29, 2013    August 29, 2015

BMO Target Retirement 2020 Fund

   August 29, 2013    August 29, 2015

BMO Target Retirement 2030 Fund

   August 29, 2013    August 29, 2015

BMO Target Retirement 2040 Fund

   August 29, 2013    August 29, 2015

BMO Target Retirement 2050 Fund

   August 29, 2013    August 29, 2015

BMO Micro-Cap Fund

   September 30, 2013    September 30, 2015

BMO Global Low Volatility Equity Fund

   September 30, 2013    September 30, 2015


AMENDED AND RESTATED SCHEDULE B

For all services rendered by the Adviser pursuant to the Agreement, each Portfolio of the Fund shall pay to the Adviser and the Adviser agrees to accept as full compensation for all services rendered, an annual investment advisory fee calculated by applying the applicable annual rate to the average daily net assets of the Portfolio as set forth below.

 

     Annual Investment Advisory Fee as a Percentage of
Each Portfolio’s Aggregate Daily Net Assets

Portfolio

  

on the first

$500 million

 

on the next

$200 million

 

on the next

$100 million

 

in excess of

$800 million

BMO Low Volatility Equity Fund

   0.50%   0.49%   0.45%   0.40%

BMO Large-Cap Value Fund

   0.75%   0.74%   0.70%   0.65%

BMO Dividend Income Fund

   0.50%   0.49%   0.45%   0.40%

BMO Large-Cap Growth Fund

   0.75%   0.74%   0.70%   0.65%

BMO Mid-Cap Value Fund

   0.75%   0.74%   0.70%   0.65%

BMO Mid-Cap Growth Fund

   0.75%   0.74%   0.70%   0.65%

BMO Small-Cap Value Fund

   0.75%   0.75%   0.75%   0.75%

BMO Small-Cap Growth Fund

   1.00%   1.00%   1.00%   1.00%

BMO Pyrford International Stock Fund

   0.80%   0.79%   0.75%   0.70%

BMO Lloyd George Emerging Markets Equity Fund

   0.90%   0.89%   0.85%   0.80%

BMO Pyrford Global Strategic Return Fund

   0.80%   0.79%   0.75%   0.70%

BMO Ultra Short Tax-Free Fund

   0.20%   0.19%   0.10%   0.10%

BMO Short Tax-Free Fund

   0.25%   0.24%   0.15%   0.15%

BMO Short-Term Income Fund

   0.20%   0.19%   0.10%   0.10%

BMO Short-Intermediate Bond Fund

   0.40%   0.39%   0.30%   0.25%

BMO Intermediate Tax-Free Fund

   0.30%   0.29%   0.20%   0.15%

BMO Government Income Fund

   0.40%   0.39%   0.30%   0.25%

BMO TCH Corporate Income Fund

   0.25%   0.24%   0.15%   0.10%

BMO TCH Core Plus Bond Fund

   0.25%   0.24%   0.15%   0.10%

BMO Monegy High Yield Bond Fund

   0.50%   0.50%   0.50%   0.50%

BMO TCH Emerging Markets Bond Fund

   0.60%   0.59%   0.55%   0.55%

BMO Micro-Cap Fund

   0.90%   0.90%   0.90%   0.90%

BMO Global Low Volatility Equity Fund

   0.65%   0.64%   0.60%   0.55%


    Annual Investment Advisory Fee as a Percentage of
Each Portfolio’s Aggregate Daily Net Assets

Portfolio

 

on the first
$2 billion

 

on the next
$2 billion

 

on the next
$2 billion

 

on the next
$2 billion

 

in excess
of $8 billion

BMO Government Money Market Fund

  0.200%   0.185%   0.170%   0.155%   0.140%

BMO Tax-Free Money Market Fund

  0.200%   0.185%   0.170%   0.155%   0.140%

BMO Prime Money Market Fund

  0.150%   0.135%   0.120%   0.105%   0.090%

The investment advisory fee shall accrue daily at the rate of 1/365th of the applicable annual rate applied to the daily net assets of the Portfolio. The investment advisory fee so accrued shall be paid to the Adviser monthly.

No investment advisory fee shall be payable to the Adviser with respect to the following portfolios of the Fund:

 

Portfolio

    

BMO Target Retirement 2010 Fund

  

BMO Target Retirement 2020 Fund

  

BMO Target Retirement 2030 Fund

  

BMO Target Retirement 2040 Fund

  

BMO Target Retirement 2050 Fund

  

Effective this          day of                 , 2013.

 

BMO Funds, Inc.

  BMO Asset Management Corp.

 

By:

 

 

      By:  

 

Name:

  John M. Blaser       Name:  

Title:

  President       Title: